DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Westwood, NJ | SADDLE BROOK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 18, 2012 | n/a | yes | SADDLE BROOK, NJ|Westwood, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | May 22, 2012 | no | RAMSEY, NJ|HO-HO-KUS, NJ|RIDGEWOOD, NJ|RAMSEY, NJ|HO-HO-KUS, NJ|PARAMUS, NJ | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Oct 23, 2009 | no | RAMSEY, NJ|HO-HO-KUS, NJ|RIDGEWOOD, NJ | Previous registration |
| QUICK & REILLY, INC. | n/a | Aug 4, 2004 | Oct 20, 2004 | no | HO-HO KUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | May 22, 2012 | May 18, 2012 | -4 | Firm change | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |