This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SYMPHONY FINANCIAL, LTD. CO.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 24, 1979earliest registration or exam on IAPD

Years in industry

47derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63

First exam

Aug 24, 1979

First registration

Jun 12, 1997

Dual registered

yes, broker-dealer

Other names

ELRIDGE NICK BOLLICH

IAPD individual key

25253

• Occurred

  Mar 24, 2022
  Advisor changed firm

  Elridge Nicholas Bollich left Ameriprise Financial Services, Llc for Symphony Financial, Ltd. Co. (registered 2022-03-18)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7d2f3690-8c09-93d3-8143-d44554ac1f24

First observed

Jun 12, 1997

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.