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Advisor at OSAIC ADVISORY SERVICES, LLC
Houston, TX | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 15, 2019 | n/a | yes | Houston, TX|ATLANTA, GA | Current employment |
| ROBARE & JONES WEALTH MANAGEMENT | Former SEC adviser | Aug 6, 2018 | Feb 3, 2020 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBARE & JONES WEALTH MANAGEMENT | OSAIC ADVISORY SERVICES, LLC | Feb 3, 2020 | Oct 15, 2019 | -111 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116597:171070:TX:2020-02-03 | Feb 3, 2020 | Oct 15, 2019 | HOUSTON, TX | Firm change after gap |