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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

STEPHANIE MATTHEWS MITZEL

Advisor at ST. BERNARD FINANCIAL SERVICES, INC.

RUSSELLVILLE, AR | Phoenix, AZ

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Search this name across graphsid dfx:ria:7d4b84f7-4aea-30eb-2d96-17b527d6d574

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ST. BERNARD FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 22, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 22, 2001
First registration: Jul 7, 2010
Dual registered: yes, broker-dealer
Other names: STEPHANIE MARIE MATTHEWS|STEPHANIE MARIE MATTHEWS
IAPD individual key: 4431781

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ST. BERNARD FINANCIAL SERVICES, INC.	Bd affiliated wealth	Sep 6, 2019	n/a	yes	Phoenix, AZ\|RUSSELLVILLE, AR	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jun 23, 2014	May 1, 2019	no	PHOENIX, AZ\|SAN DIEGO, CA	Previous registration
RG ADVISOR GROUP	Former SEC adviser	Oct 10, 2012	Jun 3, 2015	no	PHOENIX, AZ	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Oct 15, 2010	Jul 27, 2012	no	HOUSTON, TX	Previous registration
ST JOHNS WEALTH MANAGEMENT	n/a	Jul 7, 2010	Oct 15, 2010	no	SCOTTSDALE, AZ\|YOUNGSTOWN, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	ST. BERNARD FINANCIAL SERVICES, INC.	May 1, 2019	Sep 6, 2019	128	Firm change	Ibd to RIA
RG ADVISOR GROUP	FIRST ALLIED ADVISORY SERVICES, INC.	Jun 3, 2015	Jun 23, 2014	-345	Firm change after gap	Other
PNC MANAGED ACCOUNT SOLUTIONS, INC.	RG ADVISOR GROUP	Jul 27, 2012	Oct 10, 2012	75	Firm change	Other
ST JOHNS WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 15, 2010	Oct 15, 2010	0	Bulk transfer	Other

Relationships

Registered with (5)

→ ST. BERNARD FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Sep 6, 2019 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 23, 2014 to May 1, 2019factForm ADV
→ RG ADVISOR GROUPRegistered adviserregistration: previous registration
Oct 10, 2012 to Jun 3, 2015factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Jul 27, 2012factForm ADV
→ ST JOHNS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 7, 2010 to Oct 15, 2010factForm ADV

Dated events

No dated event names this entity yet.