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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

Robert Neil Maxson

Advisor at COPPELL ADVISORY SOLUTIONS LLC

DALLAS, TX | Holmdel, NJ | Charlotte, NC | belmont, NC

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Search this name across graphsid dfx:ria:7d4e65e5-eeaf-6129-d60b-ef0211312d63

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 13, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COPPELL ADVISORY SOLUTIONS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 5
Exams: S65|S63
First exam: Mar 11, 1988
First registration: May 13, 1999
Dual registered: yes, broker-dealer
Other names: ROBERT N MAXSON|ROBERT NEIL MAXSON|BOB MAXSON|ROBERT N MAXSON|ROBERT NEIL MAXSON|Robert Maxson
IAPD individual key: 1789178

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Jun 6, 2025	n/a	yes	Holmdel, NJ\|Charlotte, NC	Current employment
COPPELL ADVISORY SOLUTIONS LLC	Independent wealth	Oct 13, 2024	n/a	yes	belmont, NC\|DALLAS, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 5, 2018	Jul 29, 2024	no	CHARLOTTE, NC\|Charlotte, NC\|NEW YORK, NY\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHANDLER, AZ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 8, 2016	Dec 3, 2018	no	Charlotte, NC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 7, 2016	Dec 3, 2018	no	Charlotte, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 29, 2012	Aug 6, 2014	no	CHARLOTTE, NC	Previous registration
MORGAN STANLEY DW INC.	n/a	May 13, 1999	Aug 29, 2005	no	BEACHWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	COPPELL ADVISORY SOLUTIONS LLC	Jul 29, 2024	Oct 13, 2024	76	Firm change	Wirehouse to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 3, 2018	Dec 5, 2018	2	Firm change	RIA to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 3, 2018	Apr 8, 2016	-969	Channel change	Other
UBS FINANCIAL SERVICES INC.	TD AMERITRADE, INC.	Aug 6, 2014	Apr 7, 2016	610	Firm change after gap	Other
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Aug 29, 2005	Nov 29, 2012	2,649	Firm change after gap	Other

Relationships

Registered with (7)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ COPPELL ADVISORY SOLUTIONS LLCRegistered adviserregistration: current employment
Oct 13, 2024 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 5, 2018 to Jul 29, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 8, 2016 to Dec 3, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 7, 2016 to Dec 3, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 29, 2012 to Aug 6, 2014factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 13, 1999 to Aug 29, 2005factForm ADV

Dated events

Occurred
Jul 29, 2024
Advisor changed firm
Robert Neil Maxson left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Coppell Advisory Solutions Llc (registered 2024-10-13)
Form ADVobserved 4 days ago