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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Chris Chris Toomey

Advisor at J.P. MORGAN SECURITIES LLC

SUGAR LAND, TX

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Search this name across graphsid dfx:ria:7d52a1a6-e01e-e48c-cf09-7c3b98f76745

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Aug 9, 2002
First registration: Mar 17, 2003
Dual registered: yes, broker-dealer
Other names: CHRIS TOOMEY|Chris Chris Toomey|PAUL CHRISTIAN TOOMEY
IAPD individual key: 4560193

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 12, 2021	n/a	yes	SUGAR LAND, TX	Current employment
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Dec 2, 2013	Jan 7, 2015	no	HOUSTON, TX\|PORTLAND, OR\|HOUSTON, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Dec 6, 2011	Dec 5, 2013	no	HOUSTON, TX	Previous registration
WEAVER WEALTH MANAGEMENT	Former SEC adviser	May 30, 2008	Dec 6, 2011	no	DALLAS, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	May 24, 2006	May 27, 2008	no	HOUSTON, TX	Previous registration
RJL FINANCIAL NETWORK, L.L.C.	n/a	Apr 19, 2004	May 16, 2006	no	OMAHA, NE	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Mar 17, 2003	May 8, 2006	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M HOLDINGS SECURITIES, INC.	J.P. MORGAN SECURITIES LLC	Jan 7, 2015	Oct 12, 2021	2,470	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	M HOLDINGS SECURITIES, INC.	Dec 5, 2013	Dec 2, 2013	-3	Firm change	Other
WEAVER WEALTH MANAGEMENT	NFP ADVISOR SERVICES, LLC	Dec 6, 2011	Dec 6, 2011	0	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	WEAVER WEALTH MANAGEMENT	May 27, 2008	May 30, 2008	3	Firm change	Other
RJL FINANCIAL NETWORK, L.L.C.	RAYMOND JAMES FINANCIAL SERVICES, INC.	May 16, 2006	May 24, 2006	8	Firm change	Other
RAYMOND J. LUCIA COMPANIES, INC.	RJL FINANCIAL NETWORK, L.L.C.	May 8, 2006	Apr 19, 2004	-749	Firm change after gap	Other

Relationships

Registered with (7)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 12, 2021 to presentfactForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Dec 2, 2013 to Jan 7, 2015factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Dec 6, 2011 to Dec 5, 2013factForm ADV
→ WEAVER WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 30, 2008 to Dec 6, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 24, 2006 to May 27, 2008factForm ADV
→ RJL FINANCIAL NETWORK, L.L.C.Registered adviserregistration: previous registration
Apr 19, 2004 to May 16, 2006factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Mar 17, 2003 to May 8, 2006factForm ADV

Dated events

No dated event names this entity yet.