DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chris Chris Toomey
Feed of 09/14/2026
Also filed as Chris Toomey
At current firm
4 y
since Oct 12, 2021
In the industry
24 y
since Aug 9, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Oct 12, 2021 · Sugar Land, Tx
- M Holdings Securities, Inc. BD affiliatedDec 2, 2013 to Jan 7, 2015 · Houston, Tx
- Nfp Advisor Services, LLC formerDec 6, 2011 to Dec 5, 2013 · Houston, Tx
- Weaver Wealth Management formerMay 30, 2008 to Dec 6, 2011 · Dallas, Tx
- Raymond James Financial Services, Inc. unclassifiedMay 24, 2006 to May 27, 2008 · Houston, Tx
- Rjl Financial Network, L.L.C. unclassifiedApr 19, 2004 to May 16, 2006 · Omaha, Ne
- Raymond J. Lucia Companies, Inc. unclassifiedMar 17, 2003 to May 8, 2006 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- M Holdings Securities, Inc. to J.P. Morgan Securities LLCleft Jan 7, 2015, registered Oct 12, 2021 (2470 days) · Other
- Nfp Advisor Services, LLC to M Holdings Securities, Inc.left Dec 5, 2013, registered Dec 2, 2013 (-3 days) · Other
- Weaver Wealth Management to Nfp Advisor Services, LLCleft Dec 6, 2011, registered Dec 6, 2011 (0 days) · Other
- Raymond James Financial Services, Inc. to Weaver Wealth Managementleft May 27, 2008, registered May 30, 2008 (3 days) · Other
- Rjl Financial Network, L.L.C. to Raymond James Financial Services, Inc.left May 16, 2006, registered May 24, 2006 (8 days) · Other
- Raymond J. Lucia Companies, Inc. to Rjl Financial Network, L.L.C.left May 8, 2006, registered Apr 19, 2004 (-749 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address