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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Eric Brown

Advisor at EMPOWER ADVISORY GROUP, LLC

Houston, TX | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:7d5b5197-c03b-618e-a944-2db33b9bb528

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Nov 5, 2005
First registration: Aug 6, 2007
Dual registered: yes, broker-dealer
Other names: ERIC BROWN|ERIC RUBEN BROWN|ERIC R BROWN
IAPD individual key: 5040896

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Dec 1, 2025	n/a	yes	GREENWOOD VILLAGE, CO\|Houston, TX	Current employment
PARALLAX INVESTMENTS, LLC	Former SEC adviser	Jul 31, 2009	Jan 15, 2010	no	HOUSTON, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jan 2, 2009	May 21, 2009	no	SAN ANTONIO, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Aug 6, 2007	Dec 31, 2008	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARALLAX INVESTMENTS, LLC	EMPOWER ADVISORY GROUP, LLC	Jan 15, 2010	Dec 1, 2025	5,799	Firm change after gap	Other
USAA FINANCIAL PLANNING SERVICES	PARALLAX INVESTMENTS, LLC	May 21, 2009	Jul 31, 2009	71	Firm change	Other
USAA INVESTMENT SERVICES COMPANY	USAA FINANCIAL PLANNING SERVICES	Dec 31, 2008	Jan 2, 2009	2	Bulk transfer	Other

Relationships

Registered with (4)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ PARALLAX INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 31, 2009 to Jan 15, 2010factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jan 2, 2009 to May 21, 2009factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Aug 6, 2007 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.