RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• B••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 1, 2025 · Greenwood Village, Co
- P••••••• I••••••••• L•• formerJul 31, 2009 to Jan 15, 2010 · Houston, Tx
- U••• F•••••••• P••••••• S••••••• formerJan 2, 2009 to May 21, 2009 · San Antonio, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMAug 6, 2007 to Dec 31, 2008 · San Antonio, Tx
- P••••••• I••••••••• L•• to E•••••• A••••••• G••••• L••left Jan 15, 2010, registered Dec 1, 2025 (5799 days) · Other
- U••• F•••••••• P••••••• S••••••• to P••••••• I••••••••• L••left May 21, 2009, registered Jul 31, 2009 (71 days) · Other
- U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••left Dec 31, 2008, registered Jan 2, 2009 (2 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address