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Advisor at WELLS FARGO ADVISORS
CHARLESTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 7, 2026 | n/a | yes | CHARLESTON, SC | Current employment |
| EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC | Independent wealth | Feb 16, 2026 | Jun 4, 2026 | no | HOLMDEL, NJ | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Jul 6, 2015 | Aug 11, 2015 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC | WELLS FARGO ADVISORS | Jun 4, 2026 | Jul 7, 2026 | 33 | Firm change | RIA to wirehouse |
| CREDIT SUISSE SECURITIES (USA) LLC | EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC | Aug 11, 2015 | Feb 16, 2026 | 3,842 | Firm change after gap | Other |