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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MATTHEW ALLEN GROH

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

COLUMBUS, OH

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Search this name across graphsid dfx:ria:7d65c107-ffd6-e81d-326c-34c25157a2a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 20, 2006
First registration: Nov 17, 2003
Dual registered: yes, broker-dealer
Other names: MATT GROH|MATTHEW ALLEN GROH|Matthew Groh
IAPD individual key: 4700862

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 1, 2019	n/a	yes	COLUMBUS, OH	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	May 8, 2019	no	WESTERVILLE, OH\|SUNBURY, OH\|SUNBURY, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 11, 2012	Oct 1, 2012	no	WESTERVILLE, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 17, 2003	Jun 5, 2012	no	DUBLIN, OH\|SEVIERVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 8, 2019	May 1, 2019	-7	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Jun 5, 2012	Jul 11, 2012	36	Firm change	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
May 1, 2019 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to May 8, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 11, 2012 to Oct 1, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 17, 2003 to Jun 5, 2012factForm ADV

Dated events

No dated event names this entity yet.