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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Esteban Santiago Tormen

Advisor at TLG ADVISORS, INC.

SUMMIT, NJ | Miami, FL

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Search this name across graphsid dfx:ria:7d7c8075-c34b-cf9b-77ff-7b9f3b1f5a3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TLG ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 15, 2005
First registration: Jun 17, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4388242

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TLG ADVISORS, INC.	Bd affiliated wealth	Jun 2, 2022	n/a	yes	SUMMIT, NJ\|Miami, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 28, 2020	Mar 8, 2021	no	MIAMI, FL\|Miami, FL	Previous registration
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	Mixed wealth	Mar 7, 2016	Jan 7, 2020	no	MIAMI, FL	Previous registration
EFG CAPITAL ADVISORS INC.	Former SEC adviser	Feb 22, 2016	Feb 22, 2019	no	MIAMI, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 30, 2015	Dec 17, 2015	no	MIAMI, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 2010	Sep 12, 2014	no	MIAMI, FL\|WEEHAWKEN, NJ\|MIAMI, FL\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ	Previous registration
UBS INTERNATIONAL INC.	n/a	Mar 31, 2006	Jan 1, 2010	no	MIAMI, FL\|NEW YORK, NY\|MIAMI, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 17, 2005	Mar 21, 2006	no	CORAL GABLES, FL\|CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	TLG ADVISORS, INC.	Mar 8, 2021	Jun 2, 2022	451	Firm change after gap	Wirehouse to ibd
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	UBS FINANCIAL SERVICES INC.	Jan 7, 2020	Jan 28, 2020	21	Firm change	RIA to wirehouse
EFG CAPITAL ADVISORS INC.	EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	Feb 22, 2019	Mar 7, 2016	-1,082	Firm change after gap	Other
WELLS FARGO ADVISORS	EFG CAPITAL ADVISORS INC.	Dec 17, 2015	Feb 22, 2016	67	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Sep 12, 2014	Jun 30, 2015	291	Firm change	Wirehouse to wirehouse
UBS INTERNATIONAL INC.	UBS FINANCIAL SERVICES INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS INTERNATIONAL INC.	Mar 21, 2006	Mar 31, 2006	10	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112224:158905:FL:2019-02-22	Feb 22, 2019	Mar 7, 2016	MIAMI, FL	Firm change after gap

Relationships

Registered with (7)

→ TLG ADVISORS, INC.Registered adviserregistration: current employment
Jun 2, 2022 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 28, 2020 to Mar 8, 2021factForm ADV
→ EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.Registered adviserregistration: previous registration
Mar 7, 2016 to Jan 7, 2020factForm ADV
→ EFG CAPITAL ADVISORS INC.Registered adviserregistration: previous registration
Feb 22, 2016 to Feb 22, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 30, 2015 to Dec 17, 2015factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Mar 31, 2006 to Jan 1, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 17, 2005 to Mar 21, 2006factForm ADV

Dated events

No dated event names this entity yet.