DFX Intelligence
RIA Intelligence
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SEC-registered adviser
J•••• I• B•••• • C••••••
Latest filing Feb 6, 2026
First filing on the tape May 21, 2020 · 10 filings
SEC status approved since Jul 28, 2020
RAUM
$144M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$144M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$72.0M
derived; firm RAUM over IAPD count
Employees
10
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$144M as of Feb 6, 2026
Feb 9, 2021$117M then
HNW client RAUM$114M as of Feb 6, 2026
Feb 9, 2021$83.1M then
State-registered IARs (5.B.3)2 as of Feb 6, 2026
Feb 9, 20212 then
Employees (5.A)10 as of Feb 6, 2026
Feb 9, 20219 then
Private funds: no history
RAUM +1.0% over the last fiscal year+2.6% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $72.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.8%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $144M, 130 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$114M79%
- Individuals$29.6M21%
- Individual clients
- 88reported
- HNW clients
- 42reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 130reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $144M for 130 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=7.0 bank_owner=falsederived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• L•••• B•••• | Lakeland, Fl | Jul 27, 2020 | 51 y | 1 |
| J••• M••••• C••••••••Certified Financial Planner | Lakeland, Fl | Nov 25, 2020 | 38 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G••••• L•••• B•••• from I•• C•••••• A•••••••• L••Jul 27, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• G••••• L•••• · President And Directorcontrolsince 11/2006 · owns 25% to 50%
- D•••• J•••••• M••••• · Directorcontrolsince 06/2011 · owns less than 5%
- S•••••••• N•••••• L••• · Chief Compliance Officercontrolsince 01/2011 · owns less than 5%
- B••••• J•••• I•••• I•• · Ownersince 02/2008 · owns 10% to 25%
- B••••• J••••••• L•••• · Ownersince 08/2014 · owns 5% to 10%
- B••••• K•••••••• A•• · Ownersince 08/2014 · owns 5% to 10%
- B••••• S•••••••• M•••• · Ownersince 08/2014 · owns 5% to 10%
- C••••••• R•••••• B• · Ownersince 02/2008 · owns 10% to 25%
- L••••• D•••• B•••• · Treasurersince 02/2008 · owns 10% to 25%
Related persons
Schedule D 7.A
- I•• C•••••• A•••••••• L••banky
- I•• C•••••• M••••••••• L••bankpooled vehicle sponsory
Advisers that list J•••• I• B•••• • C•••••• as a related person
- 172408 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lakeland, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Feb 6, 2026discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 138 to 130Feb 7, 2025 to Feb 6, 2026
- HNW clients · 37 to 42Feb 7, 2025 to Feb 6, 2026
- Individual clients · 101 to 88Feb 7, 2025 to Feb 6, 2026
- Assets in custody · $143M to $144MFeb 7, 2025 to Feb 6, 2026
- HNW RAUM · $104M to $114MFeb 7, 2025 to Feb 6, 2026
- Individual RAUM · $38.3M to $29.6MFeb 7, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $143M to $144MFeb 7, 2025 to Feb 6, 2026
- RAUM · $143M to $144MFeb 7, 2025 to Feb 6, 2026
- Accounts · 137 to 138Feb 12, 2024 to Feb 7, 2025
- BD registered reps · 8 to 7Feb 12, 2024 to Feb 7, 2025
- HNW clients · 32 to 37Feb 12, 2024 to Feb 7, 2025
- Individual clients · 105 to 101Feb 12, 2024 to Feb 7, 2025
- Assets in custody · $132M to $143MFeb 12, 2024 to Feb 7, 2025
- Employees · 9 to 10Feb 12, 2024 to Feb 7, 2025
- Financial planning clients · 0 to 0Feb 12, 2024 to Feb 7, 2025
- HNW RAUM · $92.8M to $104MFeb 12, 2024 to Feb 7, 2025
- Individual RAUM · $39.1M to $38.3MFeb 12, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $132M to $143MFeb 12, 2024 to Feb 7, 2025
- RAUM · $132M to $143MFeb 12, 2024 to Feb 7, 2025
- Accounts · 141 to 137Feb 28, 2023 to Feb 12, 2024
- HNW clients · 35 to 32Feb 28, 2023 to Feb 12, 2024
- Individual clients · 106 to 105Feb 28, 2023 to Feb 12, 2024
- Assets in custody · $133M to $132MFeb 28, 2023 to Feb 12, 2024
- HNW RAUM · $95.2M to $92.8MFeb 28, 2023 to Feb 12, 2024
- Individual RAUM · $38.1M to $39.1MFeb 28, 2023 to Feb 12, 2024
- Non-discretionary RAUM · $133M to $132MFeb 28, 2023 to Feb 12, 2024
- RAUM · $133M to $132MFeb 28, 2023 to Feb 12, 2024
- Accounts · 166 to 141Mar 3, 2022 to Feb 28, 2023
- HNW clients · 33 to 35Mar 3, 2022 to Feb 28, 2023
- Individual clients · 133 to 106Mar 3, 2022 to Feb 28, 2023
- Assets in custody · $117M to $133MMar 3, 2022 to Feb 28, 2023
- HNW RAUM · $86.8M to $95.2MMar 3, 2022 to Feb 28, 2023
- Individual RAUM · $37.0M to $38.1MMar 3, 2022 to Feb 28, 2023
- Non-discretionary RAUM · $124M to $133MMar 3, 2022 to Feb 28, 2023
- RAUM · $124M to $133MMar 3, 2022 to Feb 28, 2023
- Accounts · 140 to 166Feb 9, 2021 to Mar 3, 2022
- HNW clients · 31 to 33Feb 9, 2021 to Mar 3, 2022
- Individual clients · 109 to 133Feb 9, 2021 to Mar 3, 2022
- HNW RAUM · $83.1M to $86.8MFeb 9, 2021 to Mar 3, 2022
- Individual RAUM · $33.8M to $37.0MFeb 9, 2021 to Mar 3, 2022
Signals
1 dated events
- J•••• I• B•••• • C•••••• filed its initial SEC registration (Form ADV)May 21, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- n•••••••••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- j•••••••••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- j••••••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- j•••••••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- d•••••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- s•••••••••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- n••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- n•••••••••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- m•••••••••@j•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-682-4163reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-862-4163reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026