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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)22 years in industry

MEGAN MOONEY

Advisor at HARTFORD FUNDS

WAYNE, PA | Philadelphia, PA

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Search this name across graphsid dfx:ria:7da4500c-8755-5557-663e-e8d21eeaa220

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARTFORD FUNDS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Sep 15, 2004
First registration: Mar 21, 2014
Dual registered: yes, broker-dealer
Other names: MEGAN C MOONEY
IAPD individual key: 4843873

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARTFORD FUNDS	Asset manager	Sep 11, 2019	n/a	yes	Philadelphia, PA\|WAYNE, PA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 14, 2017	Sep 26, 2017	no	WASHINGTON, DC	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Mar 21, 2014	Dec 8, 2015	no	WYNCOTE, PA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Mar 21, 2014	Dec 8, 2015	no	Fort Washington, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	HARTFORD FUNDS	Sep 26, 2017	Sep 11, 2019	715	Firm change after gap	Other
CAPITAL ANALYSTS	UBS FINANCIAL SERVICES INC.	Dec 8, 2015	Feb 14, 2017	434	Firm change after gap	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Dec 8, 2015	Mar 21, 2014	-627	Firm change after gap	Other

Relationships

Registered with (4)

→ HARTFORD FUNDSRegistered adviserregistration: current employment
Sep 11, 2019 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 14, 2017 to Sep 26, 2017factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Mar 21, 2014 to Dec 8, 2015factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Mar 21, 2014 to Dec 8, 2015factForm ADV

Dated events

No dated event names this entity yet.