DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••••• B•• W••••• P•••••••
PARSIPPANY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••• B•• W••••• P••••••• | Independent wealth | Jun 29, 2022 | n/a | yes | PARSIPPANY, NJ | Current employment |
| P•••••• A•••••• G••••• L•• | Bd affiliated wealth | Dec 19, 2014 | Jul 20, 2022 | no | FAIRFIELD, NJ|MORRISTOWN, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• A•••••• G••••• L•• | O••••••• B•• W••••• P••••••• | Jul 20, 2022 | Jun 29, 2022 | -21 | Bulk transfer | Ibd to RIA |
| N••••••••• M••••• I••••••••• S••••••••• | P•••••• A•••••• G••••• L•• | Feb 27, 2015 | Dec 19, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2881:155216:NJ:2015-02-26 | Feb 27, 2015 | Dec 19, 2014 | FAIRFIELD, NJ | Firm change after gap |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Jul 17, 2007 | Feb 27, 2015 | no | FAIRFIELD, NJ|FAIRFIELD, NJ | Previous registration |
| N••••••••• M••••• W••••• M••••••••• C•••••• | n/a | Jan 27, 2003 | Apr 30, 2007 | no | MILWAUKEE, WI | Previous registration |
| -70 |
| Firm change after gap |
| Other |
| N••••••••• M••••• W••••• M••••••••• C•••••• | N••••••••• M••••• I••••••••• S••••••••• | Apr 30, 2007 | Jul 17, 2007 | 78 | Bulk transfer | Other |