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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

Stephanie Kristina Brown

Advisor at EDWARD JONES

Arlington Heights, IL | Wheaton, IL

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Search this name across graphsid dfx:ria:7dceee1d-a2ce-0f0d-ec7f-74162aa85ea4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 11, 2009
First registration: Dec 15, 2009
Dual registered: yes, broker-dealer
Other names: STEPHANIE K DAL SANTO|Stephanie K Brown|Stephanie Brown
IAPD individual key: 5726091

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	May 3, 2024	n/a	yes	Wheaton, IL\|Arlington Heights, IL	Current employment
BEACON POINTE ADVISORS, LLC	Independent wealth	Jan 17, 2024	Apr 26, 2024	no	Skokie, IL\|NEWPORT BEACH, CA	Previous registration
INVESCO MANAGED ACCOUNTS, LLC	Other adviser	Nov 15, 2021	Jan 5, 2024	no	Winfield, IL\|West Chicago, IL	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Sep 12, 2019	Jan 5, 2024	no	Auburn, CA\|Winfield, IL\|West Chicago, IL	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Nov 13, 2013	May 31, 2019	no	ATLANTA, GA	Previous registration
EDWARD JONES	National bd RIA	Dec 15, 2009	Oct 22, 2013	no	ST LOUIS, MO\|Maryland Heights, MO\|BLACK MOUNTAIN, NC\|GREEN BAY, WI\|DE PERE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON POINTE ADVISORS, LLC	EDWARD JONES	Apr 26, 2024	May 3, 2024	7	Firm change	RIA to ibd
INVESCO ADVISERS, INC.	INVESCO MANAGED ACCOUNTS, LLC	Jan 5, 2024	Nov 15, 2021	-781	Channel change	Other
INVESCO MANAGED ACCOUNTS, LLC	BEACON POINTE ADVISORS, LLC	Jan 5, 2024	Jan 17, 2024	12	Firm change	Other
EDWARD JONES	INVESCO ADVISERS, INC.	Oct 22, 2013	Nov 13, 2013	22	Firm change	Other

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 15, 2009 to Oct 22, 2013factForm ADV
→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 17, 2024 to Apr 26, 2024factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Sep 12, 2019 to Jan 5, 2024factForm ADV
→ INVESCO MANAGED ACCOUNTS, LLCRegistered adviserregistration: previous registration
Nov 15, 2021 to Jan 5, 2024factForm ADV

Dated events

Occurred
Apr 26, 2024
Advisor changed firm
Stephanie Kristina Brown left Beacon Pointe Advisors, Llc for Edward Jones (registered 2024-05-03)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2024
Advisor changed firm
Stephanie Kristina Brown left Invesco Managed Accounts, Llc for Beacon Pointe Advisors, Llc (registered 2024-01-17)
Form ADVobserved 5 days ago