DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••••• K••••••• B••••

E••••• J••••national BDArlington Heights, Il dual registrantIAPD 5726091

Certified Financial Planner

Feed of 09/14/2026

Also filed as Stephanie K Dal Santo

At current firm

2 y

since May 3, 2024

In the industry

16 y

since Dec 11, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since May 3, 2024 · Wheaton, Il
B••••• P••••• A•••••••• L•• independent RIA
Jan 17, 2024 to Apr 26, 2024 · Skokie, Il
I•••••• M•••••• A•••••••• L•• other
Nov 15, 2021 to Jan 5, 2024 · Winfield, Il
I•••••• A•••••••• I••• asset manager
Sep 12, 2019 to Jan 5, 2024 · Auburn, Ca
I•••••• A•••••••• I••• asset manager
Nov 13, 2013 to May 31, 2019 · Atlanta, Ga
E••••• J•••• national BD
Dec 15, 2009 to Oct 22, 2013 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

B••••• P••••• A•••••••• L•• to E••••• J••••
left Apr 26, 2024, registered May 3, 2024 (7 days) · RIA to affiliated broker-dealer or bank
I•••••• A•••••••• I••• to I•••••• M•••••• A•••••••• L••
left Jan 5, 2024, registered Nov 15, 2021 (-781 days) · channel change inside one enterprise, not a move
I•••••• M•••••• A•••••••• L•• to B••••• P••••• A•••••••• L••
left Jan 5, 2024, registered Jan 17, 2024 (12 days) · Other
E••••• J•••• to I•••••• A•••••••• I•••
left Oct 22, 2013, registered Nov 13, 2013 (22 days) · Other

Signals

S•••••••• K••••••• B•••• left B••••• P••••• A•••••••• L•• for E••••• J•••• (registered 2024-05-03)
Apr 26, 2024 · Advisor changed firm · fact
S•••••••• K••••••• B•••• left I•••••• M•••••• A•••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2024-01-17)
Jan 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address