DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

David L Steinberg

Advisor at T. ROWE PRICE ADVISORY SERVICES, INC.

Colorado Springs, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7dd76627-bdfc-e6f7-34a5-3c03246558f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T. ROWE PRICE ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Oct 19, 1998
First registration: Nov 6, 2006
Dual registered: yes, broker-dealer
Other names: David Lawrence Steinberg|DAVID STEINBERG
IAPD individual key: 3129325

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 2, 2026	n/a	yes	Colorado Springs, CO	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Mar 28, 2022	Apr 14, 2026	no	Monument, CO\|GREENWOOD VILLAGE, CO	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 12, 2019	Mar 24, 2022	no	COLORADO SPRINGS, CO	Previous registration
ATLAS PRIVATE WEALTH MANAGEMENT, LLC	Former SEC adviser	Oct 18, 2007	Nov 15, 2007	no	WILLIAMSTOWN, MA	Previous registration
DION MONEY MANAGEMENT INC	n/a	Nov 6, 2006	Oct 19, 2007	no	WILLIAMSTOWN, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	T. ROWE PRICE ADVISORY SERVICES, INC.	Apr 14, 2026	Sep 2, 2026	141	Firm change	Ibd to ibd
T. ROWE PRICE ADVISORY SERVICES, INC.	EMPOWER ADVISORY GROUP, LLC	Mar 24, 2022	Mar 28, 2022	4	Firm change	Other
ATLAS PRIVATE WEALTH MANAGEMENT, LLC	T. ROWE PRICE ADVISORY SERVICES, INC.	Nov 15, 2007	Feb 12, 2019	4,107	Firm change after gap	Other
DION MONEY MANAGEMENT INC	ATLAS PRIVATE WEALTH MANAGEMENT, LLC	Oct 19, 2007	Oct 18, 2007	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108958:112058:CO:2022-03-17	Mar 24, 2022	Mar 28, 2022	COLORADO SPRINGS, CO	Firm change

Relationships

Registered with (4)

→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 12, 2019 to Mar 24, 2022factForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Mar 28, 2022 to Apr 14, 2026factForm ADV
→ ATLAS PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 18, 2007 to Nov 15, 2007factForm ADV
→ DION MONEY MANAGEMENT INCRegistered adviserregistration: previous registration
Nov 6, 2006 to Oct 19, 2007factForm ADV

Dated events

Occurred
Apr 14, 2026
Advisor changed firm
David L Steinberg left Empower Advisory Group, Llc for T. Rowe Price Advisory Services, Inc. (registered 2026-09-02)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2022
Advisor changed firm
David L Steinberg left T. Rowe Price Advisory Services, Inc. for Empower Advisory Group, Llc (registered 2022-03-28)
Form ADVobserved 5 days ago