DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David L Steinberg
Certified Financial Planner
Feed of 09/14/2026
Also filed as David Lawrence Steinberg
At current firm
0 y
since Sep 2, 2026
In the industry
27 y
since Oct 19, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T. Rowe Price Advisory Services, Inc. BD affiliated currentsince Sep 2, 2026 · Colorado Springs, Co
- Empower Advisory Group, LLC BD affiliatedMar 28, 2022 to Apr 14, 2026 · Monument, Co
- T. Rowe Price Advisory Services, Inc. BD affiliatedFeb 12, 2019 to Mar 24, 2022 · Colorado Springs, Co
- Atlas Private Wealth Management, LLC formerOct 18, 2007 to Nov 15, 2007 · Williamstown, Ma
- Dion Money Management Inc unclassifiedNov 6, 2006 to Oct 19, 2007 · Williamstown, Ma
Moves
a registration end followed by a registration begin elsewhere
- Empower Advisory Group, LLC to T. Rowe Price Advisory Services, Inc.left Apr 14, 2026, registered Sep 2, 2026 (141 days) · Affiliated broker-dealer or bank to another
- T. Rowe Price Advisory Services, Inc. to Empower Advisory Group, LLCleft Mar 24, 2022, registered Mar 28, 2022 (4 days) · Other · moved with a team
- Atlas Private Wealth Management, LLC to T. Rowe Price Advisory Services, Inc.left Nov 15, 2007, registered Feb 12, 2019 (4107 days) · Other
- Dion Money Management Inc to Atlas Private Wealth Management, LLCleft Oct 19, 2007, registered Oct 18, 2007 (-1 days) · Other
Signals
- David L Steinberg left Empower Advisory Group, Llc for T. Rowe Price Advisory Services, Inc. (registered 2026-09-02)Apr 14, 2026 · Advisor changed firm · fact
- David L Steinberg left T. Rowe Price Advisory Services, Inc. for Empower Advisory Group, Llc (registered 2022-03-28)Mar 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address