DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANDREW HAMILTON BROOKSHIRE

Advisor at VOYA RETIREMENT ADVISORS, LLC

WINDSOR, CT | Shawnee, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7dde7acb-78ce-7fc2-6763-2d744cd0bac2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 17, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA RETIREMENT ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 14, 1997
First registration: Nov 17, 1997
Dual registered: yes, broker-dealer
Other names: ANDREW HAMILTON BROOKSHIRE
IAPD individual key: 2960192

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA RETIREMENT ADVISORS, LLC	Other adviser	Aug 20, 2026	n/a	yes	WINDSOR, CT\|Shawnee, KS	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 3, 2011	Aug 21, 2026	no	Columbus, OH\|LEAWOOD, KS\|ABINGTON, MA	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Sep 8, 2010	Jan 3, 2011	no	CYPRESS, TX\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
STANFORD GROUP COMPANY	n/a	Nov 7, 2007	Jun 17, 2009	no	HOUSTON, TX	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Nov 17, 1997	Oct 22, 2007	no	OVERLAND PARK, KS\|OVERLAND PARK, KS\|WINDSOR, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	VOYA RETIREMENT ADVISORS, LLC	Aug 21, 2026	Aug 20, 2026	-1	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	VOYA FINANCIAL ADVISORS, INC.	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
STANFORD GROUP COMPANY	VOYA FINANCIAL PARTNERS, LLC	Jun 17, 2009	Sep 8, 2010	448	Firm change after gap	Other
VOYA FINANCIAL PARTNERS, LLC	STANFORD GROUP COMPANY	Oct 22, 2007	Nov 7, 2007	16	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2882:3989:MA:2026-08-13	Aug 21, 2026	Aug 20, 2026	ABINGTON, MA	Firm change

Relationships

Registered with (4)

→ VOYA RETIREMENT ADVISORS, LLCRegistered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 3, 2011 to Aug 21, 2026factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 8, 2010 to Jan 3, 2011factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Nov 7, 2007 to Jun 17, 2009factForm ADV

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
Andrew Hamilton Brookshire left Voya Financial Advisors, Inc. for Voya Retirement Advisors, Llc (registered 2026-08-20)
Form ADVobserved 4 days ago