RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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A••••• H••••••• B•••••••••
- V••• R••••••••• A•••••••• L•• other currentsince Aug 20, 2026 · Windsor, Ct
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Aug 21, 2026 · Columbus, Oh
- V••• F•••••••• P•••••••• L•• formerSep 8, 2010 to Jan 3, 2011 · Cypress, Tx
- S••••••• G•••• C•••••• unclassifiedNov 7, 2007 to Jun 17, 2009 · Houston, Tx
- V••• F•••••••• P•••••••• L•• formerNov 17, 1997 to Oct 22, 2007 · Overland Park, Ks
- V••• F•••••••• A•••••••• I••• to V••• R••••••••• A•••••••• L••left Aug 21, 2026, registered Aug 20, 2026 (-1 days) · Other · moved with a team
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- S••••••• G•••• C•••••• to V••• F•••••••• P•••••••• L••left Jun 17, 2009, registered Sep 8, 2010 (448 days) · Other
- V••• F•••••••• P•••••••• L•• to S••••••• G•••• C••••••left Oct 22, 2007, registered Nov 7, 2007 (16 days) · Other
- A••••• H••••••• B••••••••• left V••• F•••••••• A•••••••• I••• for V••• R••••••••• A•••••••• L•• (registered 2026-08-20)Aug 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address