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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Michael Brian Murray

Advisor at CHARLES SCHWAB & CO., INC.

Orange Village, OH

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Search this name across graphsid dfx:ria:7df18a97-607a-2249-c195-1e7349ddeaf5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 2, 2011
First registration: Jul 30, 2008
Dual registered: yes, broker-dealer
Other names: MICHAEL MURRAY
IAPD individual key: 4980284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 12, 2014	n/a	yes	Orange Village, OH	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 26, 2013	Oct 30, 2014	no	BEACHWOOD, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 26, 2013	Oct 30, 2014	no	Orange Village, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 16, 2011	Aug 1, 2013	no	WESTLAKE, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 30, 2008	Oct 17, 2011	no	INDEPENDENCE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 30, 2014	Aug 26, 2013	-430	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 30, 2014	Aug 26, 2013	-430	Firm change after gap	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE, INC.	Aug 1, 2013	Aug 26, 2013	25	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	STRATEGIC ADVISERS LLC	Oct 17, 2011	Nov 16, 2011	30	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Nov 12, 2014 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 26, 2013 to Oct 30, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 26, 2013 to Oct 30, 2014factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 16, 2011 to Aug 1, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 30, 2008 to Oct 17, 2011factForm ADV

Dated events

No dated event names this entity yet.