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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

ERIC MARK BEHR

Advisor at WELLS FARGO ADVISORS

BOCA RATON, FL

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Search this name across graphsid dfx:ria:7df687a6-d918-4fa6-cf81-a83503241f28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 31, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 21, 1986
First registration: Jul 31, 1993
Dual registered: yes, broker-dealer
Other names: ERIC M BEHR
IAPD individual key: 1391563

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 20, 2022	n/a	yes	BOCA RATON, FL	Current employment
MORGAN STANLEY	Wirehouse	Apr 19, 2013	Apr 21, 2022	no	BOCA RATON, FL\|Boca Raton, FL	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Nov 22, 2005	May 1, 2013	no	PALM BEACH, FL\|PALM BEACH, FL	Previous registration
ADVEST, INC.	n/a	Jun 4, 2003	Dec 13, 2005	no	BOCA RATON, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 17, 2003	Jun 10, 2003	no	CORAL SPRINGS, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 31, 1993	Apr 11, 2003	no	CORAL SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Apr 21, 2022	Apr 20, 2022	-1	Firm change	Wirehouse to wirehouse
DEUTSCHE BANK SECURITIES INC.	MORGAN STANLEY	May 1, 2013	Apr 19, 2013	-12	Firm change	Other
ADVEST, INC.	DEUTSCHE BANK SECURITIES INC.	Dec 13, 2005	Nov 22, 2005	-21	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ADVEST, INC.	Jun 10, 2003	Jun 4, 2003	-6	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 11, 2003	Apr 17, 2003	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:19616:FL:2022-04-21	Apr 21, 2022	Apr 20, 2022	BOCA RATON, FL	Firm change

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 20, 2022 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 19, 2013 to Apr 21, 2022factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Nov 22, 2005 to May 1, 2013factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Jun 4, 2003 to Dec 13, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 17, 2003 to Jun 10, 2003factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 31, 1993 to Apr 11, 2003factForm ADV

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
Eric Mark Behr left Morgan Stanley for Wells Fargo Advisors (registered 2022-04-20)
Form ADVobserved 6 days ago