RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• M••• B•••
- W•••• F•••• A••••••• wirehouse currentsince Apr 20, 2022 · Boca Raton, Fl
- M••••• S•••••• wirehouseApr 19, 2013 to Apr 21, 2022 · Boca Raton, Fl
- D••••••• B••• S••••••••• I••• no RAUMNov 22, 2005 to May 1, 2013 · Palm Beach, Fl
- A•••••• I••• unclassifiedJun 4, 2003 to Dec 13, 2005 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 17, 2003 to Jun 10, 2003 · Coral Springs, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 1993 to Apr 11, 2003 · Coral Springs, Fl
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 21, 2022, registered Apr 20, 2022 (-1 days) · Wirehouse to wirehouse · moved with a team
- D••••••• B••• S••••••••• I••• to M••••• S••••••left May 1, 2013, registered Apr 19, 2013 (-12 days) · Other
- A•••••• I••• to D••••••• B••• S••••••••• I•••left Dec 13, 2005, registered Nov 22, 2005 (-21 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••••• I•••left Jun 10, 2003, registered Jun 4, 2003 (-6 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 11, 2003, registered Apr 17, 2003 (6 days) · Other
- E••• M••• B••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2022-04-20)Apr 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address