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RIA / WealthAdvisor37 years in industry

VINCENT RONALD GIMARELLI

Advisor at SOWELL MANAGEMENT

LAKE OSWEGO, OR | NORTH LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:a0255676-7263-8e99-e928-8011dcee9da4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Jul 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOWELL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 28, 1989
First registration: Jul 25, 2007
Dual registered: no
Other names: Vince Gimarelli
IAPD individual key: 1969451

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOWELL MANAGEMENT	Independent wealth	Feb 20, 2026	n/a	yes	LAKE OSWEGO, OR\|NORTH LITTLE ROCK, AR	Current employment
ASSETMARK, INC.	Bd affiliated wealth	Jan 31, 2024	Feb 17, 2026	no	CONCORD, CA\|Lake Oswego, OR	Previous registration
ASI WEALTH MANAGEMENT & CONSULTING SERVICES	Former SEC adviser	Sep 29, 2022	Aug 7, 2023	no	BEND, OR	Previous registration
OSBORNE PARTNERS	Independent wealth	Feb 8, 2021	Feb 3, 2022	no	LAKE OSWEGO, OR\|SAN FRANCISCO, CA	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	Apr 6, 2018	Dec 31, 2020	no	Bellevue, WA\|Bellevue, WA	Previous registration
FREESTONE CAPITAL MANAGEMENT, LLC	Independent wealth	Nov 18, 2014	Mar 16, 2018	no	PORTLAND, OR\|SEATTLE, WA\|PORTLAND, OR	Previous registration
BMO FAMILY OFFICE, LLC	Bank affiliated wealth	Oct 3, 2012	Apr 3, 2013	no	PORTLAND, OR	Previous registration
CTC CONSULTING, LLC	Former SEC adviser	Jun 21, 2011	Jul 23, 2012	no	PORTLAND, OR	Previous registration
EVERGREEN CAPITAL MANAGEMENT LLC	Independent wealth	Jan 13, 2010	May 20, 2011	no	BELLEVUE, WA\|PORTLAND, OR	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 25, 2007	Jan 15, 2010	no	Lake Oswego, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASSETMARK, INC.	SOWELL MANAGEMENT	Feb 17, 2026	Feb 20, 2026	3	Firm change	Ibd to RIA
ASI WEALTH MANAGEMENT & CONSULTING SERVICES	ASSETMARK, INC.	Aug 7, 2023	Jan 31, 2024	177	Firm change	RIA to ibd
OSBORNE PARTNERS	ASI WEALTH MANAGEMENT & CONSULTING SERVICES	Feb 3, 2022	Sep 29, 2022	238	Firm change	RIA to RIA
MERCER GLOBAL ADVISORS INC.	OSBORNE PARTNERS	Dec 31, 2020	Feb 8, 2021	39	Firm change	RIA to RIA
FREESTONE CAPITAL MANAGEMENT, LLC	MERCER GLOBAL ADVISORS INC.	Mar 16, 2018	Apr 6, 2018	21	Firm change	Other
BMO FAMILY OFFICE, LLC	FREESTONE CAPITAL MANAGEMENT, LLC	Apr 3, 2013	Nov 18, 2014	594	Firm change after gap	Other
CTC CONSULTING, LLC	BMO FAMILY OFFICE, LLC	Jul 23, 2012	Oct 3, 2012	72	Firm change	Other
EVERGREEN CAPITAL MANAGEMENT LLC	CTC CONSULTING, LLC	May 20, 2011	Jun 21, 2011	32	Firm change	Other
CHARLES SCHWAB & CO., INC.	EVERGREEN CAPITAL MANAGEMENT LLC	Jan 15, 2010	Jan 13, 2010	-2	Firm change	Other

Relationships

Registered with (10)

→ SOWELL MANAGEMENTRegistered adviserregistration: current employment
Feb 20, 2026 to presentfactForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Jan 31, 2024 to Feb 17, 2026factForm ADV
→ ASI WEALTH MANAGEMENT & CONSULTING SERVICESRegistered adviserregistration: previous registration
Sep 29, 2022 to Aug 7, 2023factForm ADV
→ OSBORNE PARTNERSRegistered adviserregistration: previous registration
Feb 8, 2021 to Feb 3, 2022factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Apr 6, 2018 to Dec 31, 2020factForm ADV
→ FREESTONE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 18, 2014 to Mar 16, 2018factForm ADV
→ BMO FAMILY OFFICE, LLCRegistered adviserregistration: previous registration
Oct 3, 2012 to Apr 3, 2013factForm ADV
→ CTC CONSULTING, LLCRegistered adviserregistration: previous registration
Jun 21, 2011 to Jul 23, 2012factForm ADV
→ EVERGREEN CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 13, 2010 to May 20, 2011factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 25, 2007 to Jan 15, 2010factForm ADV

Dated events

Occurred
Feb 17, 2026
Advisor changed firm
Vincent Ronald Gimarelli left Assetmark, Inc. for Sowell Management (registered 2026-02-20)
Form ADVobserved 5 days ago
Occurred
Aug 7, 2023
Advisor changed firm
Vincent Ronald Gimarelli left Asi Wealth Management & Consulting Services for Assetmark, Inc. (registered 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Feb 3, 2022
Advisor changed firm
Vincent Ronald Gimarelli left Osborne Partners for Asi Wealth Management & Consulting Services (registered 2022-09-29)
Form ADVobserved 5 days ago