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Advisor at INSIGNEO ADVISORY SERVICES, LLC
MIAMI, FL | Beverly Hills, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INSIGNEO ADVISORY SERVICES, LLC | Mixed wealth | Jun 4, 2026 | n/a | yes | MIAMI, FL|Los Angeles, CA|Beverly Hills, CA | Current employment |
| VECTORGLOBAL IAG, INC. | Former SEC adviser | Nov 4, 2024 | Jun 4, 2026 | no | MIAMI, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 1, 2016 | Nov 18, 2024 | no | Beverly Hills, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 1, 2010 | Apr 11, 2016 | no | SAN DIEGO, CA|WEEHAWKEN, NJ|SAN DIEGO, CA|BEVERLY HILLS, CA | Previous registration |
| UBS INTERNATIONAL INC. | n/a | Oct 13, 2003 | Jan 1, 2010 | no | SAN DIEGO, CA|LOS ANGELES, CA|BEVERLY HILLS, CA|LOS ANGELES, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 14, 2003 | Oct 21, 2003 | no | BEVERLY HILLS, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Mar 26, 2002 | Dec 17, 2002 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VECTORGLOBAL IAG, INC. | INSIGNEO ADVISORY SERVICES, LLC | Jun 4, 2026 | Jun 4, 2026 | 0 | Bulk transfer | RIA to RIA |
| MORGAN STANLEY | VECTORGLOBAL IAG, INC. | Nov 18, 2024 | Nov 4, 2024 | -14 | Firm change | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Apr 11, 2016 | Apr 1, 2016 | -10 | Firm change | Wirehouse to wirehouse |
| UBS INTERNATIONAL INC. | UBS FINANCIAL SERVICES INC. | Jan 1, 2010 | Jan 1, 2010 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS INTERNATIONAL INC. | Oct 21, 2003 | Oct 13, 2003 | -8 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 17, 2002 | Jan 14, 2003 | 28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:147129:CA:2024-11-05 | Nov 18, 2024 | Nov 4, 2024 | BEVERLY HILLS, CA | Firm change |
| 8174:149777:CA:2016-04-11 | Apr 11, 2016 | Apr 1, 2016 | BEVERLY HILLS, CA | Firm change |