DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at COURIER CAPITAL, LLC
Pittsburgh, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COURIER CAPITAL, LLC | Independent wealth | Jun 13, 2023 | n/a | yes | Pittsburgh, PA | Current employment |
| HNP CAPITAL LLC | Former SEC adviser | Mar 30, 2016 | May 9, 2023 | no | Pittsburgh, PA|ROCHESTER, NY | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jun 7, 2004 | Mar 15, 2016 | no | SEVEN FIELDS, PA|PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 10, 2002 | Jun 8, 2004 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HNP CAPITAL LLC | COURIER CAPITAL, LLC | May 9, 2023 | Jun 13, 2023 | 35 | Firm change | RIA to RIA |
| PNC WEALTH MANAGEMENT | HNP CAPITAL LLC | Mar 15, 2016 | Mar 30, 2016 | 15 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PNC WEALTH MANAGEMENT | Jun 8, 2004 | Jun 7, 2004 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150333:282485:NY:2023-05-09 | May 9, 2023 | Jun 13, 2023 | ROCHESTER, NY | Firm change |