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Advisor at CORE ASSET MANAGEMENT, LLC
MCCALL, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CORE ASSET MANAGEMENT, LLC | State registered | Apr 30, 2019 | n/a | yes | MCCALL, ID | Current employment |
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Independent wealth | Apr 22, 2010 | Oct 22, 2010 | no | LOS ANGELES, CA|LONG BEACH, CA | Previous registration |
| ARQUE CAPITAL, LTD. | n/a | Jan 6, 2010 | Apr 20, 2010 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| EMPIRE SECURITIES CORPORATION | n/a | Jun 30, 2005 | Apr 20, 2010 | no | NEWPORT BEACH, CA|EL SEGUNDO, CA|EL SEGUNDO, CA|EL SEGUNDO, CA|UNIVERSAL CITY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | CORE ASSET MANAGEMENT, LLC | Oct 22, 2010 | Apr 30, 2019 | 3,112 | Firm change after gap | Other |
| ARQUE CAPITAL, LTD. | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Apr 20, 2010 | Apr 22, 2010 | 2 | Firm change | Other |
| EMPIRE SECURITIES CORPORATION | ARQUE CAPITAL, LTD. | Apr 20, 2010 | Jan 6, 2010 | -104 | Firm change after gap | Other |