RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••• A•••• M••••••••• L•• state registered currentsince Apr 30, 2019 · Mccall, Id
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealthApr 22, 2010 to Oct 22, 2010 · Los Angeles, Ca
- A•••• C••••••• L••• unclassifiedJan 6, 2010 to Apr 20, 2010 · Scottsdale, Az
- E••••• S••••••••• C••••••••• unclassifiedJun 30, 2005 to Apr 20, 2010 · Newport Beach, Ca
- A••••••• I••••••••• S••••••••• G••••• L•• to C••• A•••• M••••••••• L••left Oct 22, 2010, registered Apr 30, 2019 (3112 days) · Other
- A•••• C••••••• L••• to A••••••• I••••••••• S••••••••• G••••• L••left Apr 20, 2010, registered Apr 22, 2010 (2 days) · Other
- E••••• S••••••••• C••••••••• to A•••• C••••••• L•••left Apr 20, 2010, registered Jan 6, 2010 (-104 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address