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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

KEVIN RICHARD MCINTOSH

Advisor at RBC ROCHDALE, LLC

Elizabeth, CO | NEW YORK, NY

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Search this name across graphsid dfx:ria:7e42d2c2-12ff-a359-5d66-8411d303d416

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC ROCHDALE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 29, 2001
First registration: Jan 1, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4253079

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC ROCHDALE, LLC	Bd affiliated wealth	Jan 12, 2016	n/a	yes	NEW YORK, NY\|Elizabeth, CO	Current employment
CURIAN CAPITAL, LLC	Former SEC adviser	Jan 25, 2011	Jan 6, 2016	no	DENVER, CO	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jun 23, 2009	Nov 15, 2010	no	LAKEWOOD, WA	Previous registration
RUSSELL INVESTMENTS	Asset manager	Nov 12, 2007	Apr 20, 2009	no	SEATTLE, WA	Previous registration
GREENE WEALTH MANAGEMENT, LLC	Independent wealth	Jan 1, 2006	Nov 2, 2007	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CURIAN CAPITAL, LLC	RBC ROCHDALE, LLC	Jan 6, 2016	Jan 12, 2016	6	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CURIAN CAPITAL, LLC	Nov 15, 2010	Jan 25, 2011	71	Firm change	Other
RUSSELL INVESTMENTS	CETERA INVESTMENT SERVICES LLC	Apr 20, 2009	Jun 23, 2009	64	Firm change	Other
GREENE WEALTH MANAGEMENT, LLC	RUSSELL INVESTMENTS	Nov 2, 2007	Nov 12, 2007	10	Firm change	Other

Relationships

Registered with (5)

→ RBC ROCHDALE, LLCRegistered adviserregistration: current employment
Jan 12, 2016 to presentfactForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Jan 25, 2011 to Jan 6, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 23, 2009 to Nov 15, 2010factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserregistration: previous registration
Nov 12, 2007 to Apr 20, 2009factForm ADV
→ GREENE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 1, 2006 to Nov 2, 2007factForm ADV

Dated events

No dated event names this entity yet.