DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner38 years in industry

JEAN FLANAGAN PRINA

Advisor at ERNST & YOUNG INVESTMENT ADVISERS LLP

Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e44f724-c963-1676-a310-2eee15effd3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ERNST & YOUNG INVESTMENT ADVISERS LLP
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 12, 1988
First registration: Aug 14, 2008
Dual registered: no
Other names: JEAN FLANAGAN PRINA|JEAN PRINA
IAPD individual key: 1580173

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Jun 21, 2018	n/a	yes	Tampa, FL	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	May 18, 2018	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	May 11, 2010	Jan 8, 2018	no	TAMPA, FL\|TAMPA, FL	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 5, 2009	Apr 16, 2009	no	SPRING HILL, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 14, 2008	Aug 26, 2008	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	ERNST & YOUNG INVESTMENT ADVISERS LLP	May 18, 2018	Jun 21, 2018	34	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
SIGNATOR FINANCIAL SERVICES, INC.	USAA FINANCIAL PLANNING SERVICES	Apr 16, 2009	May 11, 2010	390	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SIGNATOR FINANCIAL SERVICES, INC.	Aug 26, 2008	Mar 5, 2009	191	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5475:110921:TX:2018-05-18	May 18, 2018	Jun 21, 2018	SAN ANTONIO, TX	Firm change

Relationships

Registered with (5)

→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: current employment
Jun 21, 2018 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to May 18, 2018factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
May 11, 2010 to Jan 8, 2018factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 5, 2009 to Apr 16, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 14, 2008 to Aug 26, 2008factForm ADV

Dated events

No dated event names this entity yet.