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R•• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

R•• G•••

Advisor at M•••••• I•••••••••

Torrance, CA

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Search this name across graphsid dfx:ria:7e4e3921-96b1-ee44-923d-b335bbe6927b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2026 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• I•••••••••	I•••••••••_WEALTH	Jul 14, 2026	n/a	yes	Torrance, CA	Current employment
M•••••• W•••••	No RAUM reported	Mar 17, 2026	Jul 10, 2026	no	Torrance, CA\|Overland Park, KS

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W•••••	M•••••• I•••••••••	Jul 10, 2026	Jul 14, 2026	4	Firm change	Other

Relationships

Registered with (2)

→ M•••••• I•••••••••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ M•••••• W•••••Registered adviserregistration: previous registration
Mar 17, 2026 to Jul 10, 2026factForm ADV

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
R•• G••• left M•••••• W••••• for M•••••• I••••••••• (registered 2026-07-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e4e3921-96b1-ee44-923d-b335bbe6927b
First observed: Mar 17, 2026
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.