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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JOHN JAMES MCHALE

Advisor at WELLS FARGO ADVISORS

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:7e525170-ec3b-66e4-406b-43c2dd721c63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Jun 19, 1996
First registration: Apr 29, 2003
Dual registered: yes, broker-dealer
Other names: JOHN J MCHALE
IAPD individual key: 2549035

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 13, 2023	n/a	yes	ALPHARETTA, GA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 17, 2014	Jul 24, 2023	no	ATLANTA, GA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Jun 19, 2014	no	ATLANTA, GA	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Mar 11, 2009	Feb 13, 2013	no	ATLANTA, GA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 18, 2005	Mar 17, 2009	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Feb 22, 2005	no	ATLANTA, GA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Apr 29, 2003	Jul 1, 2003	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	WELLS FARGO ADVISORS	Jul 24, 2023	Jul 13, 2023	-11	Firm change	Ibd to wirehouse
RAYMOND JAMES & ASSOCIATES, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jun 19, 2014	Jun 17, 2014	-2	Firm change	Ibd to ibd
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN KEEGAN & COMPANY, LLC	Mar 17, 2009	Mar 11, 2009	-6	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Feb 22, 2005	Feb 18, 2005	-4	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
793:11025:GA:2023-07-24	Jul 24, 2023	Jul 13, 2023	ATLANTA, GA	Firm change

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 13, 2023 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jun 17, 2014 to Jul 24, 2023factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Jun 19, 2014factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Mar 11, 2009 to Feb 13, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 18, 2005 to Mar 17, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Feb 22, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Apr 29, 2003 to Jul 1, 2003factForm ADV

Dated events

Occurred
Jul 24, 2023
Advisor changed firm
John James Mchale left Stifel, Nicolaus & Company, Incorporated for Wells Fargo Advisors (registered 2023-07-13)
Form ADVobserved 6 days ago