RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J•••• M•••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 13, 2023 · Alpharetta, Ga
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 17, 2014 to Jul 24, 2023 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jun 19, 2014 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerMar 11, 2009 to Feb 13, 2013 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseFeb 18, 2005 to Mar 17, 2009 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Feb 22, 2005 · Atlanta, Ga
- P••••••••• E••••• G••••• L•• unclassifiedApr 29, 2003 to Jul 1, 2003 · Atlanta, Ga
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Jul 24, 2023, registered Jul 13, 2023 (-11 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- R•••••• J•••• • A••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 19, 2014, registered Jun 17, 2014 (-2 days) · Affiliated broker-dealer or bank to another
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• K••••• • C••••••• L••left Mar 17, 2009, registered Mar 11, 2009 (-6 days) · Other
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Feb 22, 2005, registered Feb 18, 2005 (-4 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- J••• J•••• M••••• left S•••••• N••••••• • C••••••• I••••••••• for W•••• F•••• A••••••• (registered 2023-07-13)Jul 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address