J••• M• D•••••

Advisor at H•••••••• P••••••• P•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e63fd5b-7e38-ef27-bec1-2586931fe03e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Nov 1, 2021	n/a	yes	Peoria, IL\|NAPERVILLE, IL\|DOWNERS GROVE, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 9, 2021	n/a	yes	NAPERVILLE, IL\|PEORIA, IL\|NORTHFIELD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••• G••••• L••	L•• F•••••••• L••	Dec 31, 2021	Sep 9, 2021	-113	Firm change after gap	RIA to ibd
W••••••••• F•••••••• G••••• I•••	H•••••••• A•••••• G••••• L••	Sep 8, 2009	Mar 24, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
163768:6413:IL:2021-12-31	Dec 31, 2021	Sep 9, 2021	DOWNERS GROVE, IL	Firm change after gap

Relationships

Registered with (4)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 9, 2021 to presentfactForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Mar 24, 2016 to Dec 31, 2021factForm ADV
→ W••••••••• F•••••••• G••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e63fd5b-7e38-ef27-bec1-2586931fe03e
First observed: Jun 26, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.