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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PETERSON ROGERS PRIVATE WEALTH, LLC

CRD 324001

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e73235b-952e-5ce7-32ee-087d82c0972d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 0
Observed: Dec 5, 2022 to Mar 30, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $177MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $171M
Private client RAUM: $152MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $44.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 89
High net worth clients: 81
Custody, client assets: $84.7M
SEC number: 801-127132
CRD: 324001
Filings on the tape: 14
First filed: Dec 5, 2022
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M Tom Peterson	n/a	SALT LAKE CITY, UT	2	44	3	no
Benjamin Samuel-Wayne Rogers	Certified Financial Planner	SALT LAKE CITY, UT	2	15	3	no
Kade Archibald	n/a	SALT LAKE CITY, UT	1	13	n/a	no
Jace Micheal Bertelsen	n/a	SALT LAKE CITY, UT	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Peterson, M Tom	MANAGER/MEMBER	D	yes	03/2024	Apr 1, 2024	Aug 9, 2024
Rogers, Benjamin, Samuel-Wayne	CCO/MANAGER/MEMBER	C	yes	03/2024	Mar 23, 2023	Aug 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$177M	$171M	4	3	n/a	n/a
2024	Mar 21, 2025	$166M	$161M	3	3	n/a	n/a
2023	Apr 1, 2024	$160M	$157M	4	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$177M	$166M	6.8%	n/a	n/a	4	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AXXCESS WEALTH MANAGEMENT, LLC	2	May 11, 2023	Feb 27, 2023	LEHI, UT	Team lift out	RIA to RIA	6.5%

Relationships

Registered with (5)

← Jace Micheal BertelsenAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← Kade ArchibaldAdvisorregistration: current employment
Mar 6, 2025 to presentfactForm ADV
← M Tom PetersonAdvisorregistration: previous registration
Feb 27, 2023 to Dec 31, 2023factForm ADV
← Benjamin Samuel-Wayne RogersAdvisorregistration: previous registration
Feb 27, 2023 to Dec 31, 2023factForm ADV
← TODD DONALDSON QUINNAdvisorregistration: previous registration
Feb 27, 2023 to Mar 29, 2023factForm ADV

Controls (2)

← Peterson, M TomOwnerMANAGER/MEMBER, ownership code D, individual
Apr 1, 2024 to Aug 9, 2024factForm ADV
← Rogers, Benjamin, Samuel-WayneOwnerCCO/MANAGER/MEMBER, ownership code C, individual
Mar 23, 2023 to Aug 9, 2024factForm ADV

Moved with (1)

← AXXCESS WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
May 11, 2023 to Feb 27, 2023factForm ADV

Dated events

Occurred
Apr 1, 2024
Control person joined
M Tom Peterson (Manager/Member) appeared on Schedule A of Peterson Rogers Private Wealth, Llc
Form ADVobserved 3 days ago
Occurred
Apr 1, 2024
Control person left
Jesse Silva (Manager/Member) no longer on Schedule A of Peterson Rogers Private Wealth, Llc (listed 2024-01-31, absent 2024-04-01)
Form ADVobserved 3 days ago
Occurred
May 11, 2023
Team lift-out
2 advisors left Axxcess Wealth Management, LLC (Lehi, UT) for Peterson Rogers Private Wealth, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Mar 29, 2023
Advisor changed firm
Todd Donaldson Quinn left Peterson Rogers Private Wealth, Llc for Arista Wealth Management, Llc (registered 2024-06-20)
Form ADVobserved 3 days ago
Occurred
Mar 23, 2023
Control person joined
Samuel-Wayne Benjamin Rogers (Cco/Member) appeared on Schedule A of Peterson Rogers Private Wealth, Llc
Form ADVobserved 3 days ago
Occurred
Dec 5, 2022
First Form ADV filing
Maddix Holdings filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e73235b-952e-5ce7-32ee-087d82c0972d
First observed: Dec 5, 2022
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PETERSON ROGERS PRIVATE WEALTH, LLC

CRD 324001

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e73235b-952e-5ce7-32ee-087d82c0972d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:39 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

M Tom Peterson

n/a

SALT LAKE CITY, UT

Benjamin Samuel-Wayne Rogers

Certified Financial Planner

SALT LAKE CITY, UT

Kade Archibald

n/a

SALT LAKE CITY, UT

n/a

Jace Micheal Bertelsen

n/a

SALT LAKE CITY, UT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Peterson, M Tom

MANAGER/MEMBER

yes

03/2024

Apr 1, 2024

Aug 9, 2024

Rogers, Benjamin, Samuel-Wayne

CCO/MANAGER/MEMBER

yes

03/2024

Mar 23, 2023

Aug 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$177M

$171M

n/a

2024

Mar 21, 2025

$166M

$161M

n/a

2023

Apr 1, 2024

$160M

$157M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$177M

$166M

6.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AXXCESS WEALTH MANAGEMENT, LLC

May 11, 2023

Feb 27, 2023

LEHI, UT

Team lift out

RIA to RIA

6.5%