This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PETERSON ROGERS PRIVATE WEALTH, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 18, 1982earliest registration or exam on IAPD

Years in industry

44derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Jun 18, 1982

First registration

Jul 26, 1993

Dual registered

no

Other names

MERRILL TOM PETERSON|M TOM PETERSON

IAPD individual key

1043156

• Occurred

  May 11, 2023
  Advisor changed firm

  M Tom Peterson left Axxcess Wealth Management, Llc for Peterson Rogers Private Wealth, Llc (registered 2023-02-27)

  Form ADVobserved 4 days ago
• Occurred

  Sep 28, 2022
  Advisor changed firm

  M Tom Peterson left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Axxcess Wealth Management, Llc (registered 2022-09-23)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6842df58-c760-0152-e82f-ca8bbe8f2953

First observed

Jul 26, 1993

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.