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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

GEORGE THOMAS WARREN

Advisor at D.A. DAVIDSON & CO.

WINCHESTER, VA

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Search this name across graphsid dfx:ria:7ea7def3-15bb-040c-87a5-e8c09493c648

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 15, 2017
First registration: Oct 29, 2010
Dual registered: yes, broker-dealer
Other names: GEORGE WARREN|THOM WARREN
IAPD individual key: 5819522

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	Nov 5, 2025	n/a	yes	WINCHESTER, VA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Nov 6, 2025	no	WINCHESTER, VA	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHARLOTTE, NC\|VIRGINIA BEACH, VA\|WINCHESTER, VA\|WINCHESTER, VA\|BERRYVILLE, VA\|WINCHESTER, VA\|WINCHESTER, VA\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 16, 2017	Jan 2, 2018	no	CHARLOTTE, NC\|VIRGINIA BEACH, VA\|WINCHESTER, VA\|WINCHESTER, VA\|BERRYVILLE, VA\|WINCHESTER, VA	Previous registration
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	Jan 11, 2012	Jan 2, 2013	no	CROSS JUNCTION, VA\|NEW WOODSTOCK, NY	Previous registration
EDWARD JONES	National bd RIA	Oct 29, 2010	Dec 12, 2011	no	ST LOUIS, MO\|INWOOD, WV\|SHEPHERDSTOWN, WV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	D.A. DAVIDSON & CO.	Nov 6, 2025	Nov 5, 2025	-1	Firm change	Ibd to RIA
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
RIDGEWAY CONGER ADVISORY SERVICES	BB&T INVESTMENT SERVICES, INC.	Jan 2, 2013	Mar 16, 2017	1,534	Firm change after gap	Other
EDWARD JONES	RIDGEWAY CONGER ADVISORY SERVICES	Dec 12, 2011	Jan 11, 2012	30	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:199:VA:2025-11-06	Nov 6, 2025	Nov 5, 2025	WINCHESTER, VA	Firm change

Relationships

Registered with (6)

→ D.A. DAVIDSON & CO.Registered adviserregistration: current employment
Nov 5, 2025 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Nov 6, 2025factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 16, 2017 to Jan 2, 2018factForm ADV
→ RIDGEWAY CONGER ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 11, 2012 to Jan 2, 2013factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 29, 2010 to Dec 12, 2011factForm ADV

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
George Thomas Warren left Truist Advisory Services, Inc. for D.A. Davidson & Co. (registered 2025-11-05)
Form ADVobserved 4 days ago