RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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G••••• T••••• W•••••
- D••• D••••••• • C•• independent RIA currentsince Nov 5, 2025 · Winchester, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Nov 6, 2025 · Winchester, Va
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerMar 16, 2017 to Jan 2, 2018 · Charlotte, Nc
- R••••••• C••••• A••••••• S••••••• formerJan 11, 2012 to Jan 2, 2013 · Cross Junction, Va
- E••••• J•••• national BDOct 29, 2010 to Dec 12, 2011 · St Louis, Mo
- T••••• A••••••• S•••••••• I••• to D••• D••••••• • C••left Nov 6, 2025, registered Nov 5, 2025 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- R••••••• C••••• A••••••• S••••••• to B••• I••••••••• S•••••••• I•••left Jan 2, 2013, registered Mar 16, 2017 (1534 days) · Other
- E••••• J•••• to R••••••• C••••• A••••••• S•••••••left Dec 12, 2011, registered Jan 11, 2012 (30 days) · Other
- G••••• T••••• W••••• left T••••• A••••••• S•••••••• I••• for D••• D••••••• • C•• (registered 2025-11-05)Nov 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address