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Advisor at OSAIC ADVISORY SERVICES, LLC
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | OMAHA, NE | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | May 22, 2014 | Nov 8, 2024 | no | OMAHA, NE|OMAHA, NE|OMAHA, NE | Previous registration |
| MANARIN INVESTMENT COUNSEL LTD | Former SEC adviser | Aug 3, 2010 | Jun 3, 2014 | no | SAN JUAN, PR | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 19, 2007 | Dec 23, 2008 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC ADVISORY SERVICES, LLC | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| MANARIN INVESTMENT COUNSEL LTD | ARBOR POINT ADVISORS | Jun 3, 2014 | May 22, 2014 | -12 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | MANARIN INVESTMENT COUNSEL LTD | Dec 23, 2008 | Aug 3, 2010 | 588 | Firm change after gap | Other |