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Advisor at PFG ADVISORS
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Aug 16, 2019 | n/a | yes | PHOENIX, AZ | Current employment |
| PRIVATE WEALTH ADVOCACY LLC | n/a | May 24, 2019 | Aug 21, 2019 | no | PHOENIX, AZ | Previous registration |
| GORDON ASSET MANAGEMENT, LLC | Former SEC adviser | Jun 8, 2016 | Jul 10, 2019 | no | PHOENIX, AZ|DURHAM, NC|PHOENIX, AZ | Previous registration |
| INTELLIGENT CAPITALWORKS | Independent wealth | Sep 4, 2008 | Jul 9, 2009 | no | SCOTTSDALE, AZ | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 9, 2003 | Jul 11, 2007 | no | CHAPEL HILL, NC|CHAPEL HILL, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE WEALTH ADVOCACY LLC | PFG ADVISORS | Aug 21, 2019 | Aug 16, 2019 | -5 | Firm change | Other |
| GORDON ASSET MANAGEMENT, LLC | PRIVATE WEALTH ADVOCACY LLC | Jul 10, 2019 | May 24, 2019 | -47 | Firm change after gap | Other |
| INTELLIGENT CAPITALWORKS | GORDON ASSET MANAGEMENT, LLC | Jul 9, 2009 | Jun 8, 2016 | 2,526 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | INTELLIGENT CAPITALWORKS | Jul 11, 2007 | Sep 4, 2008 | 421 | Firm change after gap | Other |