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Advisor at J.P. MORGAN SECURITIES LLC
Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 4, 2026 | n/a | yes | Phoenix, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 31, 2016 | Aug 5, 2026 | no | SCOTTSDALE, AZ|MINNEAPOLIS, MN|MINNEAPOLIS, MN|SCOTTSDALE, AZ|SCOTTSDALE, AZ|TARPON SPRINGS, FL | Previous registration |
| STOKER OSTLER, A PART OF BMO FINANCIAL GROUP | Bank affiliated wealth | May 9, 2012 | Apr 1, 2016 | no | SCOTTSDALE, AZ | Previous registration |
| OXFORD INVESTMENT PARTNERS, LLC | Former SEC adviser | Jun 14, 2010 | Dec 12, 2011 | no | PHOENIX, AZ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 12, 2005 | Jul 24, 2007 | no | TEMPE, AZ|TEMPE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Aug 5, 2026 | Aug 4, 2026 | -1 | Firm change | Wirehouse to wirehouse |
| STOKER OSTLER, A PART OF BMO FINANCIAL GROUP | WELLS FARGO ADVISORS | Apr 1, 2016 | Oct 31, 2016 | 213 | Firm change | Other |
| OXFORD INVESTMENT PARTNERS, LLC | STOKER OSTLER, A PART OF BMO FINANCIAL GROUP | Dec 12, 2011 | May 9, 2012 | 149 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | OXFORD INVESTMENT PARTNERS, LLC | Jul 24, 2007 | Jun 14, 2010 | 1,056 | Firm change after gap | Other |