DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Wealth Foundations Partners, LLC

Independent wealth managerSalt Lake City, UtahCRD 330999SEC 801-136494websiteIAPD
Latest filing Jul 7, 2026
First filing on the tape Jun 3, 2026 · 2 filings
SEC status approved since Jun 12, 2026
RAUM
$111M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$102M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$12.3M
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$111M as of Jul 7, 2026
Jun 3, 2026$111M then
HNW client RAUM$34.1M as of Jul 7, 2026
Jun 3, 2026$34.1M then
State-registered IARs (5.B.3)10 as of Jul 7, 2026
Jun 3, 202610 then
Employees (5.A)11 as of Jul 7, 2026
Jun 3, 202611 then
Private funds: no history
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$12.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
43derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$283,337derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
7.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
1.0derived9 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$68.4M62%
  • High-net-worth individuals$34.1M31%
  • Pension and profit-sharing plans$8.1M7.3%
Individual clients
366reported
HNW clients
22reported
Pension plan clients
2reported
Charitable clients
0reported
Accounts
390reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Joanne Catherine ChapmanSalt Lake City, UtNov 20, 202412 y1
James Patrick GreggSaint Clairsville, Oh Mar 14, 202519 y3
Phillip Lance KohlerSalt Lake City, UtMar 21, 202510 y0
Samuel Priday WalkerSalt Lake City, UtMar 25, 202511 y0
Michael Cordell ChapmanSalt Lake City, UtMar 28, 202521 y1
Tyler James FowlerSalt Lake City, UtJul 11, 202510 y0
Connor Michael HumphreySalt Lake City, UtSep 4, 202511 y1
James Thor AtchleySalt Lake City, UtOct 27, 202511 y1
William Whitsel BryantChartered Financial AnalystSalt Lake City, UtFeb 5, 202619 y0
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Catherine Joanne Chapman · Chief Compliance Officer And Managing Membercontrol
    since 03/2024 · owns 50% to 75%
  • Cordell Michael Chapman · President And Managing Membercontrol
    since 06/2025 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Salt Lake City, Ut · principal921
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • Aaron Phillip Havens left Wealth Foundations Partners, Llc for Castleview Partners, Llc (registered 2026-05-13)
    May 20, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@mywealthfoundations.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
888-785-0020reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
801-780-8090reportedpublished by the firm, firm site, Sep 16, 2026
Website
mywealthfoundations.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(888) 785-0020reportedpublic record, Form ADV, Jul 7, 2026
Contact form
mywealthfoundations.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Team page
mywealthfoundations.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$12.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026