C••• L•••••••••

Advisor at E••••• J••••

MEREDITH, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f1abf44-cc7b-6795-35e6-a89902f1afa9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Nov 18, 2022	n/a	yes	MEREDITH, NH	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Dec 2, 2021	Nov 16, 2022	no	NASHUA, NH\|HUDSON, NH\|WINDHAM, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	E••••• J••••	Nov 16, 2022	Nov 18, 2022	2	Firm change	Ibd to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	C••••••• S••••••••• I•••	Nov 18, 2021	Dec 2, 2021

Relationships

Registered with (8)

→ E••••• J••••Registered adviserregistration: current employment
Nov 18, 2022 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2021 to Nov 16, 2022factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 31, 2020 to Nov 18, 2021factForm ADV
→ M••••• S••••••

Dated events

Occurred
Nov 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f1abf44-cc7b-6795-35e6-a89902f1afa9
First observed: Aug 22, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.