DFX Intelligence

I•••••• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

I•••••• C•••••• A•••••••

B•••••• CAPITAL MANAGEMENT INC, CRD 108976

BRADENTON, FL

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Search this name across graphsid dfx:ria:256e4003-31fa-cbc8-97ad-8827a56ad130

Data as of Apr 11, 2022 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 9
On other graphs: 1
Observed: Jan 31, 2012 to Apr 11, 2022
36 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

I•••••• C•••••• A•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $419M••• Locked
Discretionary RAUM: $419M
Private client RAUM: $275Mderived••• Locked
Private client share: 66%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• T•••••• H•••••	PRESIDENT, TREASURER, SECRETARY, CHIEF COMPLIANCE OFFICER	D	yes	07/1992	Jan 31, 2012	Apr 11, 2022
C•••••••• C••••••• B••••••	EXECUTIVE VP, CIO	C	yes	08/2018	Aug 16, 2018	Apr 11, 2022

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$419M	$314M	33.2%	$203M	27.3%	7	7	0	2

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W••••• E••••••••• A••••••• S•••••••• L••	5	Apr 5, 2022	Apr 13, 2022	BRADENTON, FL	Firm absorbed	RIA to ibd	83.3%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P••••••• W••••• P•••••••	4	Jul 31, 2017	Aug 23, 2017	TAMPA, FL	Team lift out	Other	18.2%

Relationships

Controls (2)

← B••••••• T•••••• H•••••OwnerPRESIDENT, TREASURER, SECRETARY, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 31, 2012 to presentfactForm ADV
← C•••••••• C••••••• B••••••OwnerEXECUTIVE VP, CIO, ownership code C, individual
Aug 16, 2018 to presentfactForm ADV

Moved with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviser5 advisors, firm absorbed, same day
Apr 5, 2022 to Apr 13, 2022factForm ADV
← P••••••• W••••• P•••••••

Dated events

Occurred
Apr 5, 2022
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
5 advisors
Occurred
Apr 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 5, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:256e4003-31fa-cbc8-97ad-8827a56ad130
First observed: Jan 31, 2012
Last observed: Apr 11, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.