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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED

CRD 144324

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f1bb693-475f-45e3-dbbc-117b4bba0d99

Data as of Aug 21, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2011 to Aug 21, 2013
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.0BItem 5.F on the latest filing (2013-08-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 6
Accounts: 38
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $3.9Bgross asset value as reported per fund; never fund size
SEC number: 801-68275
CRD: 144324
Filings on the tape: 14
First filed: Nov 9, 2011
Latest filed: Aug 21, 2013
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HSBC MASTER INDIA FUND	Hedge Fund	$82.8M	Jul 9, 2013	49	Aug 17, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARROWSMITH, MARTIN, PAUL	NON-EXECUTIVE DIRECTOR	Na	yes	11/2011	Nov 9, 2011	Aug 21, 2013
GUPTA, AMIT	NON-EXECUTIVE DIRECTOR	Na	yes	04/2012	Apr 9, 2012	Aug 21, 2013
HARVEY-SAMUEL, GUY, DANIEL	NON-EXECUTIVE DIRECTOR	Na	yes	04/2013	Apr 18, 2013	Aug 21, 2013
HSBC ASIA HOLDINGS (UK) LIMITED	Shareholder	E	yes	12/2001	Nov 9, 2011	Aug 21, 2013
HSBC ASIA HOLDINGS B.V.	Shareholder	E	yes	12/2001	Nov 9, 2011	Aug 21, 2013
HSBC FINANCE (NETHERLANDS)	Shareholder	E	yes	12/1996	Nov 9, 2011	Aug 21, 2013
HSBC GLOBAL ASSET MANAGEMENT HOLDINGS (BAHAMAS) LIMITED	Shareholder	E	yes	12/2000	Nov 9, 2011	Aug 21, 2013
HSBC HOLDINGS BV	Shareholder	E	yes	12/1992	Nov 9, 2011	Aug 21, 2013
HSBC HOLDINGS PLC	Shareholder	E	yes	12/1992	Nov 9, 2011	Aug 21, 2013
LIM, SAW CHENG KALEN	CHIEF EXECUTIVE OFFICER	Na	yes	07/2013	Jul 9, 2013	Aug 21, 2013
MUNRO, JOANNA MARY	NON-EXECUTIVE DIRECTOR	Na	yes	06/2011	Nov 9, 2011	Aug 21, 2013
OUDE, WALTER MARK DE	NON-EXECUTIVE DIRECTOR	Na	yes	05/2011	Nov 9, 2011	Aug 21, 2013
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED	Shareholder	E	yes	01/2001	Nov 9, 2011	Aug 21, 2013
NG, SUAT LAY	CHIEF COMPLIANCE OFFICER	Na	no	01/2010	Nov 9, 2011	Aug 21, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED	n/a	Asset manager	$260B	N	yes	n/a
HSBC GLOBAL ASSET MANAGEMENT (USA) INC.	n/a	Asset manager	$157B	N	yes	n/a
HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED	n/a	Other adviser	$149B	Y	yes	n/a
HSBC SECURITIES (USA) INC.	n/a	Bd affiliated wealth	$3.8B	N	yes	n/a
HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED	n/a	n/a	n/a	N	yes	n/a
HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED	n/a	n/a	n/a	N	yes	n/a
HSBC GLOBAL ASSET MANAGEMENT (FRANCE)	n/a	n/a	n/a	N	yes	n/a
HSBC GLOBAL ASSET MANAGEMENT (JAPAN) K.K.	n/a	n/a	n/a	N	yes	n/a
HSBC GLOBAL ASSET MANAGEMENT DEUTSCHLAND GMBH	n/a	n/a	n/a	N	yes	n/a
HSBC GLOBAL ASSET MANAGEMENT HOLDINGS (BAHAMAS) LIMITED	n/a	n/a	n/a	Y	yes	n/a
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 27, 2013	$8.0B	$8.0B	24	6	n/a	2	$3.9B
2011	Mar 29, 2012	$6.0B	$6.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$8.0B	$6.0B	32.6%	n/a	n/a	24	n/a	n/a	n/a

Relationships

Affiliated with (5)

← HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
→ HSBC GLOBAL ASSET MANAGEMENT (USA) INC.Registered adviserother investment adviser, common control
factForm ADV
→ HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserother investment adviser, broker-dealer, bank, trust company, common control
factForm ADV

Controls (13)

← HARVEY-SAMUEL, GUY, DANIELOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Apr 18, 2013 to presentfactForm ADV
← OUDE, WALTER MARK DEOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Nov 9, 2011 to presentfactForm ADV
← MUNRO, JOANNA MARYOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Nov 9, 2011 to presentfactForm ADV
← ARROWSMITH, MARTIN, PAULOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Nov 9, 2011 to presentfactForm ADV
← GUPTA, AMITOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Apr 9, 2012 to presentfactForm ADV
← LIM, SAW CHENG KALENOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jul 9, 2013 to presentfactForm ADV
← HSBC ASIA HOLDINGS (UK) LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 9, 2011 to presentfactForm ADV
← HSBC ASIA HOLDINGS B.V.OwnerSHAREHOLDER, ownership code E, foreign entity
Nov 9, 2011 to presentfactForm ADV
← HSBC FINANCE (NETHERLANDS)OwnerSHAREHOLDER, ownership code E, foreign entity
Nov 9, 2011 to presentfactForm ADV
← HSBC GLOBAL ASSET MANAGEMENT HOLDINGS (BAHAMAS) LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 9, 2011 to presentfactForm ADV
← HSBC HOLDINGS BVOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 9, 2011 to presentfactForm ADV
← HSBC HOLDINGS PLCOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 9, 2011 to presentfactForm ADV
← THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 9, 2011 to presentfactForm ADV

Owns (1)

← NG, SUAT LAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 9, 2011 to presentfactForm ADV

Advises (1)

→ HSBC MASTER INDIA FUNDPrivate fundHedge Fund, IA
Aug 17, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f1bb693-475f-45e3-dbbc-117b4bba0d99
First observed: Nov 9, 2011
Last observed: Aug 21, 2013 159 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED

CRD 144324

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f1bb693-475f-45e3-dbbc-117b4bba0d99

Data as of Aug 21, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HSBC MASTER INDIA FUND

Hedge Fund

$82.8M

Jul 9, 2013

Aug 17, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARROWSMITH, MARTIN, PAUL

NON-EXECUTIVE DIRECTOR

yes

11/2011

Nov 9, 2011

Aug 21, 2013

GUPTA, AMIT

NON-EXECUTIVE DIRECTOR

yes

04/2012

Apr 9, 2012

Aug 21, 2013

HARVEY-SAMUEL, GUY, DANIEL

NON-EXECUTIVE DIRECTOR

yes

04/2013

Apr 18, 2013

Aug 21, 2013

HSBC ASIA HOLDINGS (UK) LIMITED

Shareholder

yes

12/2001

Nov 9, 2011

Aug 21, 2013

HSBC ASIA HOLDINGS B.V.

Shareholder

yes

12/2001

Nov 9, 2011

Aug 21, 2013

HSBC FINANCE (NETHERLANDS)

Shareholder

yes

12/1996

Nov 9, 2011

Aug 21, 2013

HSBC GLOBAL ASSET MANAGEMENT HOLDINGS (BAHAMAS) LIMITED

Shareholder

yes

12/2000

Nov 9, 2011

Aug 21, 2013

HSBC HOLDINGS BV

Shareholder

yes

12/1992

Nov 9, 2011

Aug 21, 2013

HSBC HOLDINGS PLC

Shareholder

yes

12/1992

Nov 9, 2011

Aug 21, 2013

LIM, SAW CHENG KALEN

CHIEF EXECUTIVE OFFICER

yes

07/2013

Jul 9, 2013

Aug 21, 2013

MUNRO, JOANNA MARY

NON-EXECUTIVE DIRECTOR

yes

06/2011

Nov 9, 2011

Aug 21, 2013

OUDE, WALTER MARK DE

NON-EXECUTIVE DIRECTOR

yes

05/2011

Nov 9, 2011

Aug 21, 2013

THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

Shareholder

yes

01/2001

Nov 9, 2011

Aug 21, 2013

NG, SUAT LAY

CHIEF COMPLIANCE OFFICER

01/2010

Nov 9, 2011

Aug 21, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED

n/a

Asset manager

$260B

yes

n/a

HSBC GLOBAL ASSET MANAGEMENT (USA) INC.

n/a

Asset manager

$157B

yes

n/a

HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED

n/a

Other adviser

$149B

yes

n/a

HSBC SECURITIES (USA) INC.

n/a

Bd affiliated wealth

$3.8B

yes

n/a

HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED

n/a

yes

n/a

HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED

n/a

yes

n/a

HSBC GLOBAL ASSET MANAGEMENT (FRANCE)

n/a

yes

n/a

HSBC GLOBAL ASSET MANAGEMENT (JAPAN) K.K.

n/a

yes

n/a

HSBC GLOBAL ASSET MANAGEMENT DEUTSCHLAND GMBH

n/a

yes

n/a

HSBC GLOBAL ASSET MANAGEMENT HOLDINGS (BAHAMAS) LIMITED

n/a

yes

n/a

HSBC INVESTMENT FUNDS (HONG KONG) LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 27, 2013

$8.0B

n/a

$3.9B

2011

Mar 29, 2012

$6.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$8.0B

$6.0B

32.6%

n/a