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CRD 105686
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| HSBC US DOLLAR LIQUIDITY FUND | Liquidity Fund | $23B | Aug 28, 2015 | 308 | Jun 29, 2012 | dropped | n/a |
| HSBC GLOBAL INVESTMENT FUNDS - GLOBAL EMERGING MARKETS BOND | Hedge Fund | $2.3B | Jan 27, 2014 | 100 | Jun 29, 2012 | dropped | n/a |
| HSBC GLOBAL INVESTMENT FUNDS - GLOBAL EMERGING MARKETS DEBT TOTAL RETURN | Hedge Fund | $1.3B | Jan 27, 2014 | 100 | Jun 29, 2012 | dropped | n/a |
| HSBC GLOBAL INVESTMENT FUNDS - GLOBAL EMERGING MARKETS LOCAL DEBT | Hedge Fund | $918M | Jan 27, 2014 | 100 | Jun 29, 2012 | dropped | n/a |
| HSBC GLOBAL INVESTMENT FUNDS - GLOBAL HIGH INCOME BOND | Other Private Fund | $336M | Apr 1, 2013 | 100 | Jun 29, 2012 | dropped | n/a |
| HSBC CANADIAN DOLLAR LIQUIDITY FUND | Liquidity Fund | $210M | Aug 28, 2015 | 23 | Jun 29, 2012 | dropped | n/a |
| HSBC GLOBAL INVESTMENT FUNDS - GLOBAL EMERGING MARKETS INVESTMENT GRADE BOND | Other Private Fund | $124M | Apr 1, 2013 | 100 | Jun 29, 2012 | dropped | n/a |
| HSBC GLOBAL INVESTMENT FUNDS - GLOBAL EMERGING MARKETS CORPORATE DEBT | Other Private Fund | $11.0M | Apr 1, 2013 | 100 | Jun 29, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRAR, RANDEEP, S | CHIEF RISK OFFICER, DIRECTOR | Na | yes | 01/2015 | Jan 22, 2015 | Nov 27, 2024 |
| Campbell, Jaron, R | Director | Na | yes | 09/2020 | Oct 1, 2020 | Nov 27, 2024 |
| CURTIS, JAMES, M | LEGAL COUNSEL | Na | yes | 12/2005 | Nov 15, 2011 | Nov 27, 2024 |
| DAWE, DAVID, PAUL | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | Na | yes | 06/2020 | Jun 29, 2012 | Nov 27, 2024 |
| HSBC HOLDINGS PLC | Shareholder | E | yes | 08/2002 | Nov 15, 2011 | Nov 27, 2024 |
| HSBC NORTH AMERICA HOLDINGS INC. | Shareholder | E | yes | 01/2004 | Nov 15, 2011 | Nov 27, 2024 |
| HSBC OVERSEAS HOLDINGS (UK) LTD | Shareholder | E | yes | 07/2005 | Nov 15, 2011 | Nov 27, 2024 |
| HSBC USA, INC. | Shareholder | E | yes | 01/2021 | Mar 23, 2021 | Nov 27, 2024 |
| LEONARD, ERIN, P | Director | Na | yes | 09/2020 | Oct 1, 2020 | Nov 27, 2024 |
| ODEN, RACQUEL, N | CHAIRMAN, DIRECTOR | Na | yes | 04/2024 | May 21, 2024 | Nov 27, 2024 |
| Shaw, Ian, G | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2025 | Nov 27, 2024 | Nov 27, 2024 |
| Vega, Erick, Daniel | CHIEF INVESTMENT OFFICER | Na | yes | 09/2022 | Feb 24, 2023 | Nov 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | n/a | Asset manager | $260B | N | yes | n/a |
| HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | n/a | Other adviser | $149B | N | yes | n/a |
| HSBC SECURITIES (USA) INC. | n/a | Bd affiliated wealth | $3.8B | N | yes | n/a |
| HSBC ALTERNATIVE INVESTMENTS LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HSBC ASSET MANAGEMENT (JAPAN) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HSBC BANK PLC | n/a | n/a | n/a | N | yes | n/a |
| HSBC BANK USA, NATIONAL ASSOCIATION | n/a | n/a | n/a | N | yes | n/a |
| HSBC CONTINENTAL EUROPE IRELAND BRANCH | n/a | n/a | n/a | N | yes | n/a |
| HSBC CONTINENTAL EUROPE LUXEMBOURG | n/a | n/a | n/a | N | yes | n/a |
| HSBC CONTINENTAL EUROPE S.A. GERMANY | n/a | n/a | n/a | N | yes | n/a |
| HSBC GLOBAL ASSET MANAGEMENT (BERMUDA) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HSBC GLOBAL ASSET MANAGEMENT (FRANCE) | n/a | n/a | n/a | N | yes | n/a |
| HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HSBC GLOBAL ASSET MANAGEMENT ARGENTINA S.A. SOCIEDAD GERENTE DE FONDOS COMUNES DE INVERSION | n/a | n/a | n/a | N | yes | n/a |
| HSBC GLOBAL ASSET MANAGEMENT DEUTSCHLAND GMBH | n/a | n/a | n/a | N | yes | n/a |
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HSBC INVESTMENT FUNDS (LUXEMBOURG) SA | n/a | n/a | n/a | N | yes | n/a |
| THE HONG KONG AND SHANGHAI BANKING CORPORATION LIMITED | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN FRANCISCO | CA | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $157B | $7.4B | 100 | 65 | 1 | n/a | n/a |
| 2024 | Mar 28, 2025 | $130B | $123B | 101 | 56 | 1 | n/a | n/a |
| 2023 | Mar 29, 2024 | $150B | $142B | 105 | 60 | 1 | n/a | n/a |
| 2022 | Mar 31, 2023 | $136B | $128B | 101 | 57 | 1 | n/a | n/a |
| 2021 | Mar 18, 2022 | $133B | $123B | 100 | 61 | 1 | n/a | n/a |
| 2020 | Mar 23, 2021 | $130B | $120B | 106 | 72 | 3 | n/a | n/a |
| 2019 | Mar 26, 2020 | $103B | $94B | 143 | 76 | 3 | n/a | n/a |
| 2018 | Mar 28, 2019 | $75B | $69B | 142 | 76 | 3 | n/a | n/a |
| 2017 | Mar 29, 2018 | $74B | $68B | 146 | 58 | 2 | n/a | n/a |
| 2016 | Mar 23, 2017 | $71B | $71B | 145 | 59 | n/a | n/a | n/a |
| 2015 | Mar 25, 2016 | $70B | $70B | 128 | 27 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $66B | $64B | 121 | 25 | n/a | 2 | $24B |
| 2013 | Mar 31, 2014 | $51B | $51B | 110 | 25 | n/a | 2 | $20B |
| 2012 | Apr 1, 2013 | $60B | $60B | 112 | 30 | n/a | 8 | $26B |
| 2011 | Mar 30, 2012 | $51B | $51B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $157B | $130B | 20.0% | $136B | 4.8% | 100 | 101 | 1 | 1 |