DFX Intelligence

H••• G••••• A•••• M••••••••• ••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

H••• G••••• A•••• M••••••••• ••• L••••••

CRD 154700

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9267e19d-f93f-b182-b897-5b025f22728e

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 68
Dated events: 40
On other graphs: 0
Observed: Mar 31, 2012 to Sep 2, 2026
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.83 institutional_share=0.09 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $260B••• Locked
Discretionary RAUM: $260B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 399

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••• G••••• I••••••••• F••• • E••••••• S•••• I•••• J•••• E•••••	Other Private Fund	$15B	Feb 12, 2018	205	Mar 30, 2017	dropped	n/a
H••• O••• F•••• • W•••• S•••••••• B••••••• P••••••••	Other Private Fund	$2.0B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• S•••••	CHIEF FINANCIAL OFFICER	Na	yes	02/2022	Mar 30, 2023	May 29, 2024
B•••••• J•••••••	COMPANY SECRETARY	Na	yes	04/2020	Mar 22, 2021	May 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••• G••••• A•••• M••••••••• •••• I•••	n/a	Asset manager	$157B	N	yes	n/a
H••• G••••• A•••• M••••••••• •••• K•••• L••••••	n/a	Other adviser	$149B	N	yes

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
WHITELEY, HANTS	n/a	United Kingdom	10	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$260B	$210B	23.8%	$119B	29.7%	399	416	1	1

Relationships

Affiliated with (7)

← H••• G••••• A•••• M••••••••• •••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ H••• G••••• A•••• M••••••••• •••• K•••• L••••••Registered adviserother investment adviser, common control
factForm ADV
→ H••• G••••• A•••• M••••••••• •••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ H••• G••••• A•••• M••••••••• ••••••••• L••••••Registered adviser

Dated events

8 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 2, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Sep 2, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Sep 2, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9267e19d-f93f-b182-b897-5b025f22728e
First observed: Mar 31, 2012
Last observed: Sep 2, 2026 21 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.