DFX Intelligence

N•••• B• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

N•••• B• H••••••

Advisor at I••••••••• A••••••• P•••••••• L••

HIXSON, TN

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Search this name across graphsid dfx:ria:7f31931f-21b7-10f3-4035-a0d21cda5511

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••••• P•••••••• L••	Independent wealth	Apr 30, 2024	n/a	yes	HIXSON, TN	Current employment
S••••• F••••••••• L••	Bd affiliated wealth	Jan 4, 2024	Apr 29, 2024	no	BIRMINGHAM, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••••••• L••	I••••••••• A••••••• P•••••••• L••	Apr 29, 2024	Apr 30, 2024	1	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	S••••• F••••••••• L••	Jan 16, 2024	Jan 4, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:299322:AL:2024-01-12	Jan 16, 2024	Jan 4, 2024	BIRMINGHAM, AL	Firm change

Relationships

Registered with (5)

→ I••••••••• A••••••• P•••••••• L••Registered adviserregistration: current employment
Apr 30, 2024 to presentfactForm ADV
→ S••••• F••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2024 to Apr 29, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 20, 2018 to Jan 16, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Apr 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f31931f-21b7-10f3-4035-a0d21cda5511
First observed: Feb 21, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.