DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• P••• P•••••••
Legal name G•••••••• P••• P•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape May 10, 2021 · 14 filings
SEC status approved since Jun 14, 2021
RAUM
$22.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$22.9M as of Mar 27, 2026
Mar 30, 2022$19.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20220 then
Employees (5.A)29 as of Mar 27, 2026
Mar 30, 20221 then
Private funds: no history
RAUM -21% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$22.9M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• B••••••• K••••• · Ceo, Managing Member, Portfolio Managercontrolsince 04/2021 · owns 50% to 75%
- M••••••••• A•••••• R•••• · General Counsel / Ccocontrolsince 04/2021 · owns less than 5%
- P••••••••• J••••••• B••••• · Chief Financial Officercontrolsince 04/2021 · owns less than 5%
- H••••••• O•••• M•••• · Chairman, Shareholder, Directorcontrolsince 09/1975 · owns 25% to 50% of S••••••••• A•••• M••••••••• I•••
Entity owners
- S••••••••• A•••• M••••••••• I••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- S••••••••• A•••• M••••••••• ••• L••pooled vehicle sponsorn
- S••••••••• A•••• M••••••••• I•••investment adviserpooled vehicle sponsoryRAUM $3.7B
- S••••••••• A•••• M••••••••• I••••••••• ••••••••• P••• L••investment advisernRAUM $703M
- S••••••••• A•••• M••••••••• I••••••••• ••• L•••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 8 to 14Mar 28, 2025 to Mar 27, 2026
- Employees · 31 to 29Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $28.9M to $22.9MMar 28, 2025 to Mar 27, 2026
- RAUM · $28.9M to $22.9MMar 28, 2025 to Mar 27, 2026
- Accounts · 2 to 3Dec 18, 2024 to Mar 28, 2025
- Advisory employees · 10 to 8Dec 18, 2024 to Mar 28, 2025
- Employees · 25 to 31Dec 18, 2024 to Mar 28, 2025
- Financial planning clients · unset to Dec 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $20.8M to $28.9MDec 18, 2024 to Mar 28, 2025
- RAUM · $20.8M to $28.9MDec 18, 2024 to Mar 28, 2025
- Advisory employees · 14 to 10Mar 30, 2023 to Mar 27, 2024
- BD registered reps · 0 to 3Mar 30, 2023 to Mar 27, 2024
- Employees · 46 to 25Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $16.6M to $20.8MMar 30, 2023 to Mar 27, 2024
- RAUM · $16.6M to $20.8MMar 30, 2023 to Mar 27, 2024
- Advisory employees · 15 to 14Sep 30, 2022 to Mar 30, 2023
- Employees · 63 to 46Sep 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $14.9M to $16.6MSep 30, 2022 to Mar 30, 2023
- RAUM · $14.9M to $16.6MSep 30, 2022 to Mar 30, 2023
- Advisory employees · 1 to 15Mar 30, 2022 to Sep 30, 2022
- Advisory activities · 3 to 1Mar 30, 2022 to Sep 30, 2022
- Employees · 1 to 63Mar 30, 2022 to Sep 30, 2022
- Discretionary RAUM · $19.0M to $14.9MMar 30, 2022 to Sep 30, 2022
- RAUM · $19.0M to $14.9MMar 30, 2022 to Sep 30, 2022
- Accounts · unset to 2.0Jun 15, 2021 to Mar 30, 2022
- Discretionary RAUM · unset to 19043773.0Jun 15, 2021 to Mar 30, 2022
- Non-discretionary RAUM · unset to 0.0Jun 15, 2021 to Mar 30, 2022
- RAUM · unset to 19043773.0Jun 15, 2021 to Mar 30, 2022
Signals
7 dated events
- Mason Otis Hawkins (Chairman, Shareholder, Director) appeared on Schedule A of G•••••••• P••• P•••••••Dec 18, 2024 · Control person joined · fact
- Staley George Cates (Vice Chairman, Shareholder, Director) no longer on Schedule A of G•••••••• P••• P••••••• (listed 2024-12-18, absent 2024-12-18)Dec 18, 2024 · Control person left · inference
- Jason Michael Wittke (Chief Compliance Officer) no longer on Schedule A of G•••••••• P••• P••••••• (listed 2024-03-27, absent 2024-06-07)Jun 7, 2024 · Control person left · inference
- George Steven Fracchia (Chief Operating Officer) no longer on Schedule A of G•••••••• P••• P••••••• (listed 2023-03-30, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Mason Otis Hawkins (Chairman, Shareholder, Director) appeared on Schedule A of G•••••••• P••• P•••••••May 14, 2021 · Control person joined · fact
- Staley George Cates (Vice Chairman, Shareholder, Director) appeared on Schedule A of G•••••••• P••• P•••••••May 14, 2021 · Control person joined · fact
- G•••••••• P••• P••••••• filed its initial SEC registration (Form ADV)May 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/greenwood-pine-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- greenwoodpine.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 901-761-2474reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026